Commentary on Plato's Apology of Socrates

using the G.M.A. Grube translation
(Plato, Five Dialogues, Euthyphro, Apology, Crito, Meno, Phaedo,
Hackett Publishing Company, 1981, pp. 24-44)


Unless Plato had already written some short dialogues to illustrate Socrates' technique of questioning (like the Euthyphro), the Apology of Socrates is the earliest thing by him that we have. This would mean that it is the oldest extant document of Greek philosophy -- everything earlier (e.g. Parmenides) was lost and is known only through quoted fragments in later works, like those of Plato himself. There is something fitting in this. Socrates substantially refounded philosophy, and the Apology is still, all by itself, about the best introduction to Western philosophy that there is.

At the trial for his life in 399 BC, Socrates astonished his listeners by appearing, despite his vigorous defense, to deliberately get himself found guilty and condemned to death. What he had said was then a matter of some curiosity, but there were no Greek court reporters, and of course no audio or video tape, so there was no official record, or news recording, of the trial. If Socrates' words were going to be remembered, the spectators were going to have to record them. This is what happened, and various versions of the Apology of Socrates were produced. Only two survive, Plato's and one by Xenophon.

A friend of Socrates, Xenophon also produced the valuable Recollections of Socrates (or Memorabilia). Unfortunately, Xenophon was not a philosopher, did not, I expect, understand Socrates very well, also, as he admits, was not at the trial, and did not try to reproduce the whole speech. Plato has his own presence at the trial affirmed by Socrates himself, who mentions Plato by name twice in Plato's Apology. Xenophon's Apology thus is an abbreviated and disappointing document next to Plato's, but it does tell us a couple of things that we might not know otherwise. These will be noted at the appropriate points in the course of Socrates' speech.

Now, although the word "apology" is the direct descendant into English of the Greek word apología, the meaning has changed. Socrates was not apologizing or making excuses. He wasn't sorry. The Greek word apología simply and precisely meant a defense, or a defense speech. This meaning has been preserved in English in some related words:  An "apologist" is still someone who argues a defense of someone or something, and "apologetics" is still a discipline or system of argued defense of something, usually a doctrine, cause, or institution. Socrates' speech thus might be translated The Defense of Socrates without the possible confusion over the modern meaning; but after long usage, it is hard to imagine calling the Apology anything else.

Part of the tradition of the Apology is that it is the first complete text read in the formal study of Classical Greek. This was not the case with me, since my Greek professor at UCLA in 1968 decided that we should break with tradition and read the Euthyphro and Crito instead. I'm not sure that was an improvement on tradition -- more like variety for the sake of variety -- though that meant variety for the professor rather than for us students.

Although Socrates is on trial for his life, his prosecutors (Meletus, Anytus, and Lycon) are private individuals. There is no public prosecutor at Athens, no District Attorney. All actions are brought by private individuals, although they themselves might be politically prominent, or officials. If there is a murder, and basically no one cares about the victim, there might be no prosecution -- though the city did take an interest in murder cases, because of the pollution, and from an early date the Council of the Areopagus, the ancient senate of the aristocracy, undertook to protect the state from vengeful spirits. It is also noteworthy in the Apology that Socrates never mentions a judge. All his remarks are addressed to the jury, and from the evidence of this text alone, we might not know whether there was a judge or not. We do know, however, even from the Euthyphro, that Socrates is in the court of one of the major officials of Athens, the "King Archon."

There were nine archons (árkhon = ruler, regent, commander) in the classic constitution at Athens. Six were judges, the Thesmothetae. The other three were the Eponymous Archon, after whom the year was named (Athenian dates were in the form "the year so-and-so was Archon"), the Polemarch, who was the commander-in-chief, and the King, who succeeded to the religious duties of the original Kings of Athens. One of these duties was to preside over court cases involving religion. That included murders, which involved the pollution of spilled blood, and accusations of impiety. That is why Socrates was in the King's court. He was accused of impiety.

The King Archon, the judge, is not mentioned by Socrates because he has almost no power. Most of the power in the courtroom is in the hands of the jury, which is said to be 501 jurors. There is no screening of jurors. The jury is pretty much any free adult male citizen who shows up. The comedy The Wasps by Aristophanes is about an old man who amuses himself by getting on a jury every day, and by voting everyone guilty. The jury has all but absolute power. At the same time, there was not much in the way of rules of evidence. The prosecution and defense could say pretty much whatever they wanted. Thus, ironically, Socrates, who in a sense was put to death for practicing free speech, nevertheless had more freedom of speech at his trial than most defendants do in the courts of the United States of America, where judges can prohibit defendants from making certain kinds of defenses (e.g. that the law under which they are charged is unjust or unconstitutional). All Socrates had to worry about was how to appeal to the jury, but he then made his defense in such a way as to antagonize the jury instead.

The procedure of the trial is that the prosecutor or prosecutors make their speeches, accusing the defendant, then the defendant makes his defense speech. This is where the Apology begins, as we can tell, since Socrates initially comments on what he has just heard from his prosecutors. After the defense, the jury votes innocent or guilty. Only a bare majority is needed, though, as Socrates mentions, the prosecution is fined if it does not get a fifth of the vote. In this case, Socrates is barely (by 30 votes) found guilty. Then we get what today is called the "penalty phase of the trial." The prosecution proposes a punishment it thinks is fitting, in this case death. Then Socrates proposes a counter-penalty. The jury again votes to pick which penalty to impose. Socrates is condemned to death. The final part of the Apology, then, is what Socrates has to say after that vote, after he knows that he is sentenced to die.

Greek words here are rendered with their accents, but êtas and ômegas, i.e. long e's and o's, are shown with a circumflex, just to indicate length, unless they otherwise have an acute or grave accent, which is then shown instead. Greek accents indicated tones, just like in Chinese, except that a polysyllabic Greek word usually only has one tone. Acute accents were rising tones, grave falling, and circumflexes rising and falling. Iota subscripts are not, regretfully, indicated.

This is largely written up from lectures given on the Apology between 1987 and 1999, using the G.M.A. Grube translation, in different editions. Some comment and complaint will be made below about the translation, but it does seem to me overall a fine rendering. Although it may be possible to read this commentary independent of the Apology itself, it would probably be better to have read the text first.


The Defense (17a-35e)

The Sentence (35e-38c)

Last Thoughts (38c-42a)


History of Philosophy

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Copyright (c) 1999, 2000 Kelley L. Ross, Ph.D. All Rights Reserved