Commentary on Plato's Apology of Socrates
using the G.M.A. Grube translation
(Plato, Five
Dialogues, Euthyphro, Apology, Crito, Meno, Phaedo,
Hackett Publishing
Company, 1981, pp. 24-44)
Unless Plato had already written some short dialogues to illustrate Socrates'
technique of questioning (like the Euthyphro), the
Apology of Socrates is the earliest thing by him that we have.
This would mean that it is the oldest extant document of Greek philosophy --
everything earlier (e.g. Parmenides) was lost and
is known only through quoted fragments in later works, like those of Plato
himself. There is something fitting in this. Socrates substantially refounded
philosophy, and the Apology is still, all by itself, about the best
introduction to Western philosophy that there is.
At the trial for his life in 399 BC, Socrates astonished his listeners by
appearing, despite his vigorous defense, to deliberately get himself
found guilty and condemned to death. What he had said was then a matter of some
curiosity, but there were no Greek court reporters, and of course no audio or
video tape, so there was no official record, or news recording, of the trial. If
Socrates' words were going to be remembered, the spectators were going to have
to record them. This is what happened, and various versions of the Apology of
Socrates were produced. Only two survive, Plato's and one by Xenophon.
A friend of Socrates, Xenophon also produced the valuable Recollections of
Socrates (or Memorabilia). Unfortunately, Xenophon was not a
philosopher, did not, I expect, understand Socrates very well, also, as he
admits, was not at the trial, and did not try to reproduce the whole speech.
Plato has his own presence at the trial affirmed by Socrates himself, who
mentions Plato by name twice in Plato's Apology. Xenophon's
Apology thus is an abbreviated and disappointing document next to
Plato's, but it does tell us a couple of things that we might not know
otherwise. These will be noted at the appropriate points in the course of
Socrates' speech.
Now, although the word "apology" is the direct descendant into English of the
Greek word apología, the meaning has changed. Socrates was not
apologizing or making excuses. He wasn't sorry. The Greek
word apología simply and precisely meant a defense, or a
defense speech. This meaning has been preserved in English in some
related words: An "apologist" is still someone who argues a defense
of someone or something, and "apologetics" is still a discipline or system of
argued defense of something, usually a doctrine, cause, or institution.
Socrates' speech thus might be translated The Defense of Socrates without
the possible confusion over the modern meaning; but after long usage, it is hard
to imagine calling the Apology anything else.
Part of the tradition of the Apology is that it is the first complete
text read in the formal study of Classical Greek. This was not the case with me,
since my Greek professor at UCLA in 1968 decided that we should break with
tradition and read the Euthyphro and Crito instead. I'm not sure
that was an improvement on tradition -- more like variety for the sake of
variety -- though that meant variety for the professor rather than for us
students.
Although Socrates is on trial for his life, his prosecutors (Meletus, Anytus,
and Lycon) are private individuals. There is no public prosecutor at Athens, no
District Attorney. All actions are brought by private individuals, although they
themselves might be politically prominent, or officials. If there is a murder,
and basically no one cares about the victim, there might be no prosecution --
though the city did take an interest in murder cases, because of the pollution,
and from an early date the Council of the Areopagus, the ancient senate of the
aristocracy, undertook to protect the state from vengeful spirits. It is also
noteworthy in the Apology that Socrates never mentions a judge.
All his remarks are addressed to the jury, and from the evidence of this text
alone, we might not know whether there was a judge or not. We do know, however,
even from the Euthyphro, that Socrates
is in the court of one of the major officials of Athens, the "King Archon."
There were nine archons (árkhon = ruler, regent, commander) in the
classic constitution at Athens. Six were judges, the Thesmothetae. The other
three were the Eponymous Archon, after whom the year was named (Athenian dates
were in the form "the year so-and-so was Archon"), the Polemarch, who was the
commander-in-chief, and the King, who succeeded to the religious duties of the
original Kings of Athens. One of these duties was to preside over court cases
involving religion. That included murders, which involved the pollution of
spilled blood, and accusations of impiety. That is why Socrates was in the
King's court. He was accused of impiety.
The King Archon, the judge, is not mentioned by Socrates because he has
almost no power. Most of the power in the courtroom is in the hands of the jury,
which is said to be 501 jurors. There is no screening of jurors. The jury is
pretty much any free adult male citizen who shows up. The comedy The
Wasps by Aristophanes is about an old man who amuses himself by getting on a
jury every day, and by voting everyone guilty. The jury has all but absolute
power. At the same time, there was not much in the way of rules of evidence. The
prosecution and defense could say pretty much whatever they wanted. Thus,
ironically, Socrates, who in a sense was put to death for practicing free
speech, nevertheless had more freedom of speech at his trial than most
defendants do in the courts of the United States of America, where judges can
prohibit defendants from making certain kinds of defenses (e.g. that the
law under which they are charged is unjust or unconstitutional). All Socrates
had to worry about was how to appeal to the jury, but he then made his defense
in such a way as to antagonize the jury instead.
The procedure of the trial is that the prosecutor or prosecutors make their
speeches, accusing the defendant, then the defendant makes his defense speech.
This is where the Apology begins, as we can tell, since Socrates initially comments on what he has just heard from his prosecutors. After the
defense, the jury votes innocent or guilty. Only a bare majority is needed,
though, as Socrates mentions, the prosecution is fined if it does not get a
fifth of the vote. In this case, Socrates is barely (by 30 votes) found guilty.
Then we get what today is called the "penalty phase of the trial." The
prosecution proposes a punishment it thinks is fitting, in this case death. Then
Socrates proposes a counter-penalty. The jury again votes to pick which penalty
to impose. Socrates is condemned to death. The final part of the Apology,
then, is what Socrates has to say after that vote, after he knows that he is
sentenced to die.
Greek words here are rendered with their accents, but êtas and
ômegas, i.e. long e's and o's, are shown with a circumflex, just to
indicate length, unless they otherwise have an acute or grave accent, which is
then shown instead. Greek accents indicated tones, just like in Chinese,
except that a polysyllabic Greek word usually only has one tone. Acute accents
were rising tones, grave falling, and circumflexes rising and falling. Iota
subscripts are not, regretfully, indicated.
This is largely written up from lectures given on the Apology between
1987 and 1999, using the G.M.A. Grube translation, in different editions. Some
comment and complaint will be made below about the translation, but it does seem
to me overall a fine rendering. Although it may be possible to read this
commentary independent of the Apology itself, it would probably be better
to have read the text first.
- Preliminaries
- 17a. Socrates begins with a bit of characteristic irony. He does not
know how the jury has been affected by the speeches of his accusers, but
they were so persuasive that he has almost forgotten himself (Grube says,
"carried away in spite of myself"). This seems unlikely, but it is typical
of Socrates. Nor is recognition of his irony just a later or modern
observation about him, since in the Apology itself Socrates mentions
it, at 38a -- the verb he uses, eironeúomai, can also mean
"dissemble" or "feign ignorance," which is what happens in irony and
sarcasm: someone says, in a certain way, the opposite of what they
really mean. Also characteristic, however, is what Socrates says next, which
is that "hardly anything of what they said is true." Irony, where it is hard
to tell if Socrates really believes what he says, is thus followed by very
blunt statements that he certainly believes. His accusers are liars.
- 17a. "Men of Athens." Socrates usually addresses the jury as ándres
Athênaîoi, "Athenian men" (men, Latin vir, not "persons").
Grube's translation often says "gentlemen," or the like, instead, which
sounds more modern, but doesn't have quite the same flavor: Socrates
is addressing the citizens of Athens, and uses those terms. A modern
defendant could similarly think of themselves as addressing the "People" in
a criminal case, when addressing the jury, who represent the People, but
this no longer occurs to anyone today. Now, the prosecutors like to
think of themselves as representing the People -- when often what
they represent is a political class of lawyers, politicians,
and police, whose interests are sometimes an outrage to the People.
- 17b. Socrates says he is accused of being "an accomplished speaker." He
says if that means speaking the truth, then it is accurate. But if it means
speaking in "embroidered and stylized phrases," like his accusers, then he
is not like that. The unintentional and rather bitter irony here, of a
different kind, is that to be able to use "embroidered and stylized
phrases," his accusers would have to have been trained in speaking,
and that training would have been from those who make that their business,
namely the Sophists. But Socrates' accusers accuse him of
being a Sophist, while they profess to despise them -- Antyus is quoted in
the Meno saying that Sophists "clearly cause the ruin and corruption
of their followers" (91c). So men who profess to despise Sophists and
prosecute Socrates for being one, actually use the tools of the Sophists
against one who really is not one.
- 17c. Socrates refers to his manner of speech as "things spoken at random
and expressed in the first words that come to mind." We know from Xenophon
that Socrates had not prepared a defense and just walked into court. The
result that we find here may seem very considered and accomplished, but one
thing to keep in mind is that the text is produced, not by Socrates, but by
Plato, probably the greatest stylist in the history of philosophy.
Plato need not have been manufacturing Socrates' speech for it to be
reproduced in the manner of Plato's own writing.
- 17c. A warning that Socrates is concerned with justice, not with words
or anything else. This is already putting the jury on notice.
- 17c. Having never appeared in a court before, Socrates warns the jury
that he will speak in his "usual manner." In other words, they are going to
have to accommodate him, not he them.
- 17c. "Market place." Socrates talks to anyone and is thus drawn to
public places. Xenophon tells us (Memorabilia I-10) that "in the
morning he went to the public promenades [perípatoi] and
training-grounds [gymnásia]; in the forenoon he was seen in the
market..." [Loeb ed., p.7]. The Agora, the market place, is probably the
most public and busiest place in Athens. Since Socrates doesn't do much
buying or selling himself, the only reason he is there is to talk to people.
It is also noteworthy that he is going to meet few women there, since it was
not seemly for respectable women to be out in such a place. Men, servants,
or slaves are going to do the shopping.
- 17c. "Bankers' tables." We might not know apart from references like
this that there were bankers in the Athenian marketplace. Greek bankers,
however, are probably not much in the business of taking deposits and making
loans. They are mainly going to be money changers, what now we would call
currency speculators, and loan sharks. The ancient world never saw anything
like modern banking. The Roman Empire never sold bonds, and we don't have
any evidence of letters of credit, bank notes, or any other of the modern
instruments of banking. Money was so new that no one
even had a very good idea what it was all about (not too much different,
really, today). When trade itself was regarded as morally questionable,
charging interest was well beyond respectable practices (again, not too much
different, in some quarters, today).
- 17d. "Age of seventy." We learn Socrates' age. This may explain a lot.
People in the 5th century BC did not ordinarily live to seventy.
Thirty-five is more like the average age of people in ancient
cemeteries, but even in more recent times, as in Ireland, average lifespan
has sometimes only been about nineteen. Socrates, therefore, has
already perhaps lived something like two, or three, lifetimes. He has also
outlived most of his own generation. He often refers to the youth of his
accusers and of the jury. These are people who did not grow up with him but
only know him by reputation. The reputation doesn't have much to do with
what he is like. But his age may have a lot to do with why he is in trouble.
His own contemporaries, who would never have dreamed of trying to effect a
judicial murder on him, are mostly gone. He, and they, are now strangers to
most of the jury.
- 18a. "The excellence of a judge..." Socrates is not just putting the
jury on notice that he is going to proceed in his usual manner, he is
telling the jury how to be a good jury. This does not seem so remarkable
today, when juries are constantly told what to do, what (not) to say, and
what (not) even to think, but it is unfamiliar and unwelcome to Athenian
juries, who see trials more as entertainment than as discovery processes. We
might take that as a lesson about a system where all authority is vested in
one irresponsible agency. Unfortunately, the modern courtroom goes to the
opposite extreme, vesting all authority in the judge. Modern judges would
fail Socrates' test also, since their concern is not "whether what I
say is just or not." And modern jurors, treated as peons, are
told that the justice of a case is not their concern. The system of checks
and balances, between judge and jury, established by the Founders of the
United States in the Constitution, has failed, as judges have seized all
power in their courtrooms, aided and abetted by other judges (the Supreme
Court). What Socrates says gets him in trouble with his jury, but anyone
saying similar things today -- on the "excellence (areté/virtue) of a
judge" -- would receive summary jail sentences for "contempt of court" from
modern judges suffering from the "insolence of office."
- Old Accusations
- Reputation
- 18a. The first problem is the reputation Socrates has. "Lying
accusations" have been made against him for years, and he has previously
never responded. Indeed. Socrates' technique, as we see in the Euthyphro, is simply
to ask questions. He has never really explained himself. Now he will do
so.
- 18b. "From childhood." Again, the important notice that Socrates'
listeners have grown up with his reputation, not necessarily with him.
Those who knew him personally are largely gone.
- 18c. "All things in the sky and below the earth, who makes the worse
argument the stronger." This is the formula that Socrates repeats, whose
origin will be evident shortly. It says a lot about the public perception
of Greek philosophers. "All things in the sky and below the earth" would
specifically refer to the Presocratics or, as the Greeks said themselves,
the "natural philosophers" (physikoì philósophoi), whose concerns
mainly were, indeed, the sky and the earth. Socrates is not interested in
this stuff at all, and really has very conservative religious ideas about
cosmology. "Who makes the worse argument the stronger." This is the
reputation of the Sophists, who said that they taught "virtue"
(areté or "excellence"), but who ended up largely teaching rhetoric
and persuasion.
The connection was that the Greeks came to think of human
virtue or excellence as political, since the life of the Greek
city (pólis) seemed about the most noble activity for human
participation -- a formula that excluded women from human excellence,
since women were largely excluded from politics. Politics in a
democratic city like Athens meant participation in the Assembly
(Ekklêsía, the origin, from a later Christian context, of the
word "church"), which consisted of all the free, adult, male citizens of
the city. In turn, participation would mean, not just showing up and
voting, but actually rising to speak and to propose actions. To speak
well, one needs training in rhetoric, and to propose actions
persuasively, one needs training in persuasion. The Sophists
(Sophistaí, whose name simply meant "master of one's craft," or
someone who knows something), became the teachers, the traveling paid
teachers, of these skills. However, this began to get them a certain
reputation. In teaching persuasion, what exactly is to be subject of
persuasion? Well, it must be anything, or anything that someone
is going to pay to learn to be persuasive about. This gave the Sophists
a reputation of opportunism and lack of principles. They would teach you
how to prove anything. Of course, not just anything can be proven. It is
going to take dishonest and deceptive arguments to be persuasive about a
lot of things. Today, a deceptive and fallacious turn of argument can be
called a sophism, the constant practice of such is
sophistry, and someone engaged in such practice is a
sophist. What the Sophists did thus gives us the modern
meanings for what they were called. Otherwise, the original
meaning of sophistés is preserved in a word like "sophisticated,"
which implies knowledge, either the worldly knowledge of an individual or
the complex adaptation of advanced knowledge to objects.
So to teach persuasion, the Sophists would "make the worse argument the
stronger." But, whatever the quality of his own arguments, Socrates was
not a paid teacher, did not teach persuasion, and in fact did not teach
anything, except indirectly. All he did was ask questions. Thus, the terms
of the reputation that Socrates has, although applicable to many Greek
philosophers -- though not really all to one at the same time -- has
nothing to do with him whatsoever.
- 18c. "Those who study these things do not even believe in the gods."
Socrates is later going to be accused of being an atheist. Although this
is ridiculous as a charge against Socrates, the Presocratics and the
Sophists were vulnerable. That the Presocratics replaced most mythic talk about the gods
with impersonal descriptions of nature was probably much more noticeable
than that some of them, like Heraclitus and Xenophanes, also talked about
the gods. With the Sophists, things were a little worse. The greatest and
most famous of them, Protagoras of Abdera, said
the gods were a difficult subject, life was short, and so he had nothing
to say about them. Since Socrates' accusers see him as a sort of generic
philosopher, all of this is attributed to him.
- 18d. "Writer of comedies." Although Socrates avoids mentioning him by
name here, he does mention him, namely Aristophanes, shortly.
Greek comedies are really extraordinary artifacts. Topical
and political, but also bawdy and scatological, the only modern
equivalent would be a truly X-rated version of Saturday Night
Live -- actors playing male parts (no women on stage) were easily
identifiable because they wore large stuffed phalluses. Eleven such
plays by Aristophanes (died c.388) have survived. One of those,
Lysistrata (c.413), even became a footnote to the history of Los
Angeles. Lysistrata was an anti-war play, expressing
Aristophanes' frustration and unhappiness with the interminable
Peloponnesian War (431-404) between Athens and Sparta. His approach,
however, was to have the women of Athens go on a sex strike until
the men ended the war. The comic possibilities of this are not hard to
imagine. Since World War I had left many Americans feeling frustrated,
unhappy, and disillusioned with its outcome, there was a fair amount of
anti-war sentiment in the 20's, and some producers in Los Angeles
decided to capitalize on that by staging Lysistrata.
Unfortunately, the sentiment of the times, however pacifist, was not up
to the level of bawdiness in the play: It was shut down as obscene
by the police. A probably apocryphal story about the raid has the
captain of the Vice Squad demanding to know who had written such "smut."
He was told the name of the author, but of course had never heard of the
man, and had no idea that Aristophanes was somewhat outside the
jurisdiction of the Los Angeles Police Department. But, thinking about
the name, he suddenly realized he knew who it was: "Harry Stophanes!" So
a very perplexed Harry may have ended up in jail that night.
- 19a. "As the god may wish." Socrates often refers to "the god" (ho
theós). If Socrates is thinking of a particular god, and he is, he
never does actually name the god, though later we will have no
difficulty understanding who it is. In older translations of the
Apology, it is not uncommon to find Socrates refering to "God"
rather than "the god." This is an accurate translation for mediaeval or
modern Greek, where the article tends to be used with "God" (as in Arabic,
Allâh = al-Ilâh, "the God"), but not for ancient Greek. Nor
is the lack of a proper name unusual. Gods who are being invoked in a
specific case are often left unnamed in ancient religious practice. This
was common with the Egyptians (the "good god" was the King) and can also
be seen in Homer, who invokes a Muse as "the goddess" without naming her,
and also in Parmenides, who
details a long instruction from a goddess who is never named. The more
traditional translation, however, may also have been based on some idea
that Socrates was a monotheist. Plato and Aristotle, maybe, but
there is no evidence of monotheism in the Apology, or in the early
dialogues that we can confidently say reflect Socrates' own ideas. No,
"the god" is a common locution, as common as Socrates' oaths involving
Zeus or Hera; and the more that this god happened to mean personally to
Socrates, the less likely that he would actually pronounce his name.
Indeed, the reluctance of the Jews to speak the Name of the God of Abraham
and Isaac meant that its true pronunciation was actually forgotten: the
vocalization written for the "tetragrammaton," the four consonants of the
Name of God in the Bible, is that of the substitute word to be said
instead, Adônâi, "the LORD" (as it is
translated, and written, in the King James Bible).
- Defense
- 19b. Socrates must now answer the charges implicit in the kind of
reputation he has, again that he is guilty of "studying things in the sky
and below the earth," that "he makes the worse into the stronger
argument," and that "he teaches these same things to others." Here we have
the repetition of the characteristics of the Presocratics and the Sophists
seen at 18c, with the addition of the characteristic of the Sophists as
teachers.
- 19c. "Comedy of Aristophanes...walking on air and talking a lot of
other nonsense about things of which I know nothing at all." This is a
rather strong rejection by Socrates of any association with the
Presocratics or Sophists, their projects or their reputations. This is a
fundamental feature of the Apology: his accusers attribute
all sorts of ideas and attitudes to Socrates that have nothing to do with
him.
The play in question by Aristophanes was the The
Clouds (423, rewritten 418), whose name comes from Socrates being
shown floating up in the clouds -- like all philosophers. Everything
that Aristophanes wanted to ridicule about the Presocratics and the
Sophists he attributed to the man who was already the most famous
philosopher at Athens, Socrates. This may, at the time, have all been in
good fun. The story is that the mask of the actor playing Socrates, who was
legendarily ugly, was so good a caricature that Socrates himself stood
up in the audience so that it could be compared to him. This makes it
sound like Socrates was willing to take the joke. Exactly how much in
fun Aristophanes intended it all is a good question. He certainly didn't
like what the Presocratics and Sophists represented, but he hardly seems
like one to blame Socrates for losing the war with Sparta (by
undermining Athenians virtues), since Aristophanes never liked the war
anyway. Aristophanes was, in his own way, deeply conservative, and he
disapproved of most new-fangled things, like Euripides' plays. Socrates
would not be immune to that disapproval. In Plato's Symposium, a
drinking party where Socrates and Aristophanes are both present, they
seem friendly enough. By the time of Socrates' trial, twenty-four years
had passed since the first performance of the play, and, as Socrates
says, some people have grown up knowing Socrates more from the play than
from life. Aristophanes was still alive in 399; and if he was really
friendly to Socrates, then Socrates might have brought him in as a
witness. But then that would have required planning a defense, and this
is what Socrates didn't do. If Aristophanes had been worried about him,
he might have come in on his own. So it is hard not to suspect that
Aristophanes was not close to Socrates and was, at the very least, cool.
But we will never know the whole story.
Ironically, the artistic misrepresentation of Socrates continues
today, when a largely unrecognizeable Socrates turns up the popular
movie, Bill & Ted's Excellent Adventure (1989). Like his
accusers, Excellent Adventure presents a Socrates talking the
kind of "nonsense" that must sound vaguely "philosophical" but which has
nothing to do with Socrates' interests, activities, or even personality.
The movie even has Socrates anticipating the title line of the
long-running NBC soap opera, "Days of Our Lives." This is pretty funny,
but the real Socrates still, two thousand years later, just can't get a
break.
- 19c. "I do not speak in contempt of such knowledge..." If the
Presocratics and Sophists really knew about the things they claimed to,
then this would be real wisdom, and Socrates would
have to respect it. However, Socrates warns us, "IF someone is wise
in these things." A very big "if." Such a careful qualification is always
a red flag when we are dealing with Socrates. We soon discover that such
people do not have knowledge in the matters that they claim.
- 19c. "Lest Meletus bring more cases..." An ironic jest that Meletus
might sue Socrates for defamation or libel on behalf of the Presocratics
and Sophists whose knowledge he could be seen disparaging. Attacking
Socrates for the sins of the Presocratics and Sophists, indeed, makes no
more sense than defending these same people against insult.
- 19d. "Witnesses" (mártyres). Since a great many people, even in
the jury, have actually heard Socrates talking at one time or another
(since he does so publicly), he confidently calls on them to inform
everyone else if Socrates has ever talked much about any of the subjects
imputed to him. Thus, not only has Socrates nothing to do with the
Presocratics and Sophists, but if the jury were to rely, not on rumor and
reputation, but on their own familiarity with his activities, the charges
against him could be laid to rest. However, there is not much time here
for the jury to consult among themselves about their own knowledge -- in a
modern courtroom, by the way, they would be prohibited from doing this --
and Socrates himself passes on to things that they may find immediately
irritating, whatever his reputation was.
- 19e. "Charge a fee..." A salient characteristic of the Sophists, which
Socrates hasn't mention yet, but to which he returns. Sophists make money.
Socrates doesn't.
- 19e. "Yet I think it a fine thing..." Irony verging on sarcasm, since
Socrates has no respect for what the Sophists do, though he hasn't let
that quite out into the open yet. "...pay them a fee, and be grateful to
them besides." The young could learn from their fellow citizens for free.
It is a foolish gratitude that is for the privilege of paying someone
money for a questionable benefit. Of course, politicians earn their keep
this way, but it also troubles me to read this passage, as a teacher
feeding at the public trough myself. Students pay nominal fees up front to
attend a Community College like Valley, but they may not
realize that the drain on them through taxes is for the rest of their
lives, as the rent seekers
of the system gradually but steadily increase their benefits and
privileges, all under the cloak of the educational "public good." I can at
least think that, in the classroom 15 or 18 hours a week, a teacher in my
college is more of a real pedagogue than university professors who get
away with half, or less, as much.
- 19e. "Gorgias of Leontini...Prodicus of Ceos...Hippias of Elis." A
brief catalogue of Sophists. Gorgias may have been the greatest Sophist
after Protagoras, but one example of the kind of thing he did is that he
is supposed to have written a book that proved, (1) knowledge is
impossible, (2) even if knowledge were possible, we couldn't know that,
and (3) even if knowledge were possible and we could know it, we couldn't
know that we knew it. "Sophistry" anyone? Elsewhere (e.g. Meno
96d), Socrates jokes that he was a student of Prodicus, evidently because
Prodicus was interested in definitions. One incident for which Hippias was
famous was his appearance at the Olympic Games, wearing nothing that he
had not made himself, as a walking advertisement for his instruction in
such practical skills.
The 1st Olympiad was traditionally supposed to have occured
in 776 BC. Greeks historians later used the four-year period of the
Olympiad as a unit of historical time, though this was never used to
date either private or official transactions in ordinary life.
2001 would be the 1st year of the 695th Olympiad.
The Games were held to celebrate the god Zeus, in his cult center at
Olympia; and consequently were ended by the Christian Emperor Theodosius I, who
made it his business to close pagan temples, in 394 AD (the 2nd year of
the 293rd Olympiad). The "Modern" Olympics were first held in 1896, at
Athens, and not, to my knowledge, in honor of Zeus. 1896 would have been
the 4th year of the 668th Olympiad, so the modern games are actually
held a year earlier than the ancient games would have been, had they
continued down to the present (the modern games are, in effect, held in year zero of the
Oympiad, instead of year one). Although the Olympic Games today are
criticized for being excessively nationalistic and commercialized, the
Greek Olympics were, given the differences of the times, not all that
different. Competition between the Greek cities was intense, and an
Olympic victor could expect a hero's welcome at home, receive a pension
or other privileges, mentioned by Socrates in the Apology itself
at 36d, or have some landmark named after him, like the grove and
gymnasium of Akadêmos, later chosen by Plato as the site for his
school, the Academy
(Akadémeia). On the other hand, Aristotle divided men into three
kinds -- those who go to participate at the Olympics, those who go as
spectators, and those who go to sell things. Hippias would fall into the
third group.
Nothing but the foundations of the temple of Zeus at Olympia are
left. Within the temple was one of the Seven Wonders of the
World, the great statue of Zeus by the sculptor Phideas, who
had just finished decorating the Parthenon in Athens. The statue was
moved to Constantinople, where it was later destroyed in an accidental
fire. Nevertheless, Phideas' portrayal of Zeus may have influenced
images of God in the art of Christian Constantinople. The stadium that
survives at Olympia is still the place where the Olympic Torch is lit
for every modern Olympic Games -- from Olympia carried all the way to Ventura Blvd. for the
1984 Games in Los Angeles.
- 20a. "If your sons were colts or calves..." Socrates loves his
barnyard analogies. The humble professions he likes to mention, however,
never seem to include his own, which was stonecutting. Here he compares a
breeder or farmer to someone teaching virtue to young men.
- 20b. "...this kind of excellence, the human and social kind." A very
important phrase, since this is what Socrates has in common with
the Sophists. Both are concerned with the "human and social kind of
excellence," but the Sophists with teaching it, and Socrates only with
asking about it. This translation takes a couple of liberties. Hê
toiaútê areté, hê anthrôpínê te kaì politiké is the phrase in Greek
[with the cases returned to nominative], "such virtue, the human
and political." "Excellence" is often a better translation for
areté than "virtue," and it may be here. Rendering politiké,
which hardly needs translating, as "social," however, is curious.
"Society," a Latin word, now does not necessarily mean politics and
government, and certainly does not in the term "civil society" -- even
though a powerful tendency of 20th century politics, due to Marxism, is to erase the
difference and abolish civil society, politicizing everything. "Human and
social excellence" would be a notion compatible with liberal principles
and civil society; but, in fact, this was not a Greek idea. There is
private life in Greece, in the household (with the women), but not much in
the way of "society" apart from political life, which literally meant the
life of the pólis, the city. Religion, which included women also,
somewhat mixed the private and the public, but was very much a matter of
public concern -- as Socrates himself is charged with not honored the
"gods of the city." The modern idea of the "political" is smaller to the
same degree that the modern liberal idea of private "society" is larger.
The Sophists taught, and Socrates asked, about the enlarged Greek
"political" life. The translation as "social" thus leaves out most of the
area of life covered by the Greek term, though it does cover matters that
politiké does and "political" doesn't. A tough call.
- 20b-c. Callias informs Socrates that he has found a Sophist, Evenus of
Paros, to teach his sons. "...and his fee is five minas." Socrates says
that this is a "moderate" fee, but how moderate is it? The ins and outs of
this calculation are discussed separately in "Money in Plato's
Apology of Socrates." The upshot, however, is that we can put
this five minas at about $7500 in 1990 dollars. Protagoras' fee
reportedly was 100 minas, or the truly astronomical $150,000 -- no wonder
Plato mentions (Meno 91d) that Protagoras died rich. He was the Ivy
League education of Greece, while a Sophist like Evenus was merely the
typical State University education.
- 20c. "...if he really possesses this art..." Again we are warned by
his careful language that Socrates may not be willing to credit a Sophist
like Evenus with the knowledge he claims to possess. And, of course, he
mentions all this just to deny that he makes any such claims. He does not
teach for a fee, or teach at all. He is not a Sophist.
- Explanation
- 20c. "But Socrates, what is your occupation?" Here is, in a sense, the
heart of the Apology. Socrates is now, perhaps for the first time
ever, going to explain what he has been doing, why, and how it got
started.
- 20d-e. "...a certain kind of wisdom... Human wisdom perhaps." Socrates
is going to claim for himself "human wisdom" (anthrôpínê sophía).
"...those whom I mentioned just now are wise with a wisdom more than
human" -- actually, "greater than man," using the noun,
ánthrôpos. If Socrates has "human wisdom," then the Presocratics
and Sophists whom he has been discussing earlier would have to claim
something rather more. Since he now calls that wisdom "greater than man,"
we already have a strong hint that they don't have it: They are not
themselves "greater than man." Such a description would only fit the gods.
It is thus not too surprising, later on, to learn that "only the god is
wise" (23a).
- 20e. "Do not create a disturbance..." A reminder that what Socrates
has to say is not always going over well with the jury. People are talking
among themselves or shouting protests, and Socrates must periodically
quiet them.
- 20e. "...the god at Delphi" (ho theòs ho en Delphoîs). The god
at Delphi, was as it happens Apollo. From now on, when Socrates refers to "the god,"
it is much more obvious who he is talking about. While Apollo, the son the
Zeus and Leto, was not mythologically more important than most of the
other Olympians, his shrine at Delphi came to be considered the second
most sacred place, after Olympia, in all of Greece. It was even considered
the center, the "navel," of the world. The importance of Delphi, however,
was mainly because of the Oracle -- a priestess, the Pythía,
who sat in an inner room, breathed fumes coming up through the floor
(either natural volcanic fumes, in geologically active Greece, or from
incense burning beneath), entered a trance, and was possessed by the god
Apollo. For a suitable donation, a question could be put to the Pythia and
an answer obtained from Apollo. Since the words of the Pythia were hard to
understand, the priests attending her wrote up the answer in verse and
delivered it to the petitioner. The answers were legendarily obscure or
ambiguous -- the source of the modern of meaning of "oracular," which is
precisely to be obscure or ambiguous.
One example of the kinds of answers Delphi gave occcured
when King Croesus of Lydia, of legendary
wealth, sought advice on the attack against Persia he was contemplating. Cyrus the Great
had just overthrown the Medes, in 550, and
Croesus figured that this must reveal the weakness of the Median state,
and that, in any case, Cyrus' new realm was bound to be disorganized for
a while, giving the Lydians an opportunity to renew the war that had
ended in 585. But he was a cautious ruler, and sent a question to
Delphi, asking what would happen if he attacked the Persians. This is a
revealing episode, since Croesus wasn't even a Greek. Delphi already had
such a reputation. The answer that the Pythia delivered was that if
Croesus attacked Cyrus, "a great kingdom will fall." Croesus thought
this sounded good, so he attacked Cyrus. He had no idea who he was
dealing with, and was defeated very swiftly indeed. Lydia became part of
Persia in 547. But Cyrus didn't kill, torture, or imprison Croesus. The
former king was sent home to live in retirement, where he had the
leisure to write back to Delphi and complain that he had been misled.
The priests answered his letter, telling him that what they had said was
perfectly accurate. A great kingdom had indeed fallen, namely
his. Croesus might have worried which kingdom the god had
referred to.
Another example came when the Persians invaded Greece in 480. King Xerxes wished to
avenge the defeat of his father, Darius, at the battle of Marathon in
490.
I had a student once who worked at the "Phidippides Sports
Center," a sports supply store in Encino, California. This was named
after the messenger who ran the 26.22 miles -- a Marathon run -- back
to Athens to report the defeat of the Persians as they were landing
from their ships. Unfortunately, Phidippides dropped dead once he had
blurted out, "Victory is ours." I would like to know why someone
thought this would make a good event for the modern Olympics, or who
would want to buy supplies from a store named after a guy who
died doing his event!
His invasion would be a much more serious affair than Darius'
amphibious landing, with a very large fleet and an army so huge that it
could not even be carried by the ships. The army would have to march
overland, cross over into Europe, and come down the peninsula into
Greece. The Greeks, although forming a unified defensive league, hardly
knew how they could resist this. Consequently, the city of Athens itself
sent a question to Delphi, simply asking what to do. The god replied,
"You shall find safety behind walls of wood." Some people thought this
meant the Acropolis (the "high city"), the citadel of Athens. Others
fled the city. Unfortunately, after the Persians had flanked and
eliminated the Spartans at Thermopylae ("Hot gates," i.e. a pass with
hot springs), killing King Leonidas of Sparta himself, they rolled all
but unmolested into Athens, where the wooden walls of the Acropolis were
simply set on fire, and all the defenders killed. Wrong interpretation.
Athens, however, had just built a new fleet, under the command of
Themistocles. He figured that the "walls of wood" meant the ships and that
he should try and bring the Persians to action. He drew them into an
attack in the narrow waters between the island of Salamis and the
mainland. Here the large Persian fleet could not deploy to advantage,
and the Athenians started getting the better of the fight. Since most of
the Persian fleet consisted of Phoenicians and Egyptians, who didn't
want to be there anyway, they began to flee. Xerxes was apoplectic. Now,
without a dangerous and humiliating march overland, his army was
stranded in Greece, short of supplies. The Greeks allowed for the
attrition of a whole year, and then the Spartans attacked and destroyed
the remaining Persian force at Plataea, in 379. Themistocles had
interpreted the Oracle correctly. This was the last Persian effort to
invade Greece. Despite the leadership of the Spartans, the key to
victory had been in the Athenian fleet. This made the fortunes of Athens
for some time. 2183 years later, as Napoleon prepared to invade Britain
across the English channel, a political cartoon has John Bull, who
represents England, say to Napoleon, "where I sit is my own little land
in the ocean -- and if you attempt to stir a foot -- there's a few of my
wooden walls in the offing shall give you a Pretty Peppering." At
Trafalgar, 21 October 1805, Horatio Nelson then destroyed the combined
French and Spanish fleet.
Some scholarly comment has been that Athens became disillusioned with
Delphi because it had favored Sparta in the Peloponnesian War,
patronizing instead another oracle of Apollo at Delos. So when Socrates
mentions Delphi, this actually adds to the things that are provoking the
jury. However, Xenophon, who discusses at length in the
Memorabilia the complaints that people had against Socrates, does
not mention this one.
The fact that the Pythia's words were unintelligible and had to be
translated by priests would lead most people to imagine that she was
just babbling and that the priests made up the answers themselves.
However, this kind of thing is quite familiar in shamanistic practices
all around the world. For instance in Martin Scorsese's film about the
Dalai Lama, Kundun (1997), we see a Tibetan shaman making
statements while in a state of possession. These must be interpreted for
the young Dalai Lama by the shaman's attendants. However, later in
the movie, he starts becoming able to interpret what the shaman says
himself. This will probably not stop people from considering the whole
business to be nonsense, but the accusation that these performances are
deliberately fraudulent, i.e. the inventions of cynical and
manipulative priests, is probably not true.
The room of the Pythia (seen at right in "The Priestess of Delphi" by
John Collier [1850-1934]) has not been discovered. Either it was in a
secret location -- still secret -- or it was destroyed by the priests of
Apollo when the temple was shut down, probably under the Emperor Theodosius I.
Many sanctuaries of temples were destroyed by their own devoted priests,
lest they be desecrated by Christians. If still secret, one might
imagine Indiana Jones finding the Pythia still
there.
- 20e-21a. "Chairephon [Khairephôn]...the friend of most of you,
as he shared your exile and your return." What was this "exile" and
"return"? These were events that attended the end of the Peloponnesian
War. The Spartans occupied Athens, overthrew the democratic government,
and set up a junta of Quislings that the Athenians called the
"Thirty Tyrants." In predictable fashion, they began killing their
political enemies, as Socrates mentions himself (32c-d). Thus, anyone who
had been a conspicuous partisan of the democracy was in some danger, and
many very prudently fled the city and went into exile. When the Spartans
withdrew from Athens, the hated Thirty were promptly overthrown, and the
exiles could return. This tells us something important about Chairephon,
that he would have been a partisan of the democracy, and also something
important about Socrates, who thus had a friend who was a conspicuous
partisan of the democracy. This is an important point when Socrates is
still being accused of being an enemy of the democracy and a partisan of
Sparta. It seems unlikely that Chairephon would have been Socrates'
friend, and have done what he did, if this had been true of Socrates. But
this circumstantial evidence is only our first clue about this in the
Apology. The entire issue of Socrates' attitude about democracy is
separately discussed in "Socratic Ignorance in
Democracy, the Free Market, and Science"; but the evidence of the
Apology will also be examined at the appropriate places in the
text. Chairephon, however, does provide us with a good clue.
- 21a. "...at one time.." (pote). We are not told when this
happened, which is frustrating. Socrates could well have been an ordinary
artisan for the ancient equivalent of entire lifetime, until 35, and still
had another full 35 years to live a new life as a philosopher. Socrates
would have been about 35 in 434, even before the Peloponnesian War, when
we have several stories about Socrates serving in combat. "...if any man
was wiser than I" (eí tis emoû eíê sophóteros). So Chairephon
simply asked the Pythia, "Is anyone wiser than Socrates?" and the answer
was just "No." This would not ordinarily make for an obscure answer; but,
as we shall see, it is a very perplexing riddle for Socrates.
The nature of this answer may in part be due to Chairephon
using a cut-rate version of the Pythia's services, where the response
would only be "yes" or "no." However, this thesis is complicated by
Xenophon's version of the Pythia's response (Xenophon's Apology
14), which was that "no man was more free than I, or more just, or more
prudent (sôphronésteros)." This response hardly answers a yes or
no question, it doesn't even mention wisdom (sophía), and
Socrates is quoted as actually naming Apollo. While this confirms that
Socrates mentioned the Delphic answer in his speech, we may suspect from
the other features that it owes more to Xenophon's imagination than to a
reliable account, especially when Xenophon does not use it to explain
Socrates' investigation, but instead merely as an example of the pious
consulting oracles, in defense of Socrates' piety.
21a. "...the Pythian..." Although the text says the
Pythía, the translator has added an "n" to the name, perhaps
because the Greek word itself is from an adjective (though maybe not -- it
has an anomalous accent). The games associated with Delphi were the
"Pythian Games." "Pýthios" was an epithet of Apollo, perhaps from
an old place name, but also because he had slain in that place the
Pýthôn, a great snake. The shamaness Pythia, indeed, may well be
older than the god, Apollo, who comes to be associated with her.
- 21b. "Whatever does the god mean?" Although simplicity itself, the
"no" answer of the Pythia is for Socrates another example of Delphic
obscurity. It is impossible that no one was wiser than Socrates. "I am
conscious that I am not wise at all." How can this be?
- 21b. "..he does not lie; it is not legitimate for him to do so." The
god cannot lie. We get important details of Socrates' religious beliefs in
little pieces like this. We might like to know how Socrates knows this,
but then nobody else seems to have asked Socrates the kinds of questions
he asked others -- we have Xenophon's testimony that Antiphon the Sophist
tried to pin down Socrates (Memorabilia VI-1), but he does not seem
to have questioned Socrates in the way that Socrates questioned others.
- 21b. "I went to one of those reputed wise..." Socrates' investigation
begins by seeking out one who is thought wise. This is an important
feature of Socrates' method. Reputation is what people believe. In fact,
the term translated "reputed" is from the verb dokêô, which means
"to think, suppose, imagine, expect," from which comes the word
dôxa, "belief" or "opinion." Socrates is always interested in what
people believe, not with hypothetical propositions.
- 21c. "...one of our public men..." Actually, one of the
politikoí, which we might more easily translate "politicians."
Today, Socrates would have no more difficulty than then finding
politicians with plenty of answers, though few sensible people today would
think of politicians as the kind of people who really are wise.
- 21c. "I thought he appeared wise to many people and especially to
himself, but he was not." What we do not see is how Socrates determines
this. We later get a small example of Socrates' method when he questions
Meletus, but we must go to one of the dialogues proper, like the Euthyphro, to see
the whole process in detail. The basic principle, however, is simple
enough: Socrates asks questions until he finds a contradiction in what the
person says. In most cases this is in the testing of a definition, but it
can really be applied to any claim that someone makes. The logic of this
is examined in more detail in "The Foundations of Value, Part
I; Logical Issues: Justification (quid facti), First Principles, and
Socratic Method." Here we simply get the result. The politician
contradicts himself, so Socrates concludes that he doesn't know what he is
talking about. He is not wise. "I then tried to show him..." Socrates must
have tried to explain how the politician was contradicting himself, but
usually people don't want to hear that kind of thing.
- 21d. "...he came to dislike me..." Powerful people do not like to be
made to look like fools, and their supporters don't like it either. So the
origin of Socrates' reputation is in the embarrassment that he causes
these people. In their hostility, they imagine he must be like all the
other "philosophers," the Presocratics and the Sophists.
- 21d. "I am wiser than this man." So now we get the definition of the
"human wisdom" that Socrates mentioned earlier. "..neither of us knows
anything worthwhile.." Actually, Socrates says that neither knows anything
"beautiful and good" (kalòn k'agathón), which is much more
evocative than "worthwhile." But the politician thinks that he knows
something when he does not, while Socrates recognizes his own ignorance.
Human wisdom is thus knowledge of human ignorance, and this
is uniquely the possession of Socrates, which is why no one is wiser. The
god, after all, did not say that Socrates was particuarly wise, just that
no one was wiser. "...so I am likely to be wiser than he to this small
extent, that I do not think I know what I do not know." This leaves it a
little vague about just what Socrates does know. He certainly makes
various claims to knowledge in the Apology, but he has also just
said "neither of us knows anything beautiful and good." But, in general,
the approach that he is basically ignorant about everything, "Socratic
Ignorance," is the basis of his approach to the people he questions:
Whatever they have to say, he is happy to accept it for the purpose
of discussion. This is an idea that we can apply to many issues, as in "Socratic Ignorance in
Democracy, the Free Market, and Science," and it also gets us the
significance of the word "philosophy" itself (philosophía),
as explained by Plato in the Symposium (203e-204a), that we love
(philéo) wisdom (sophía) precisely because we don't have it.
This is the Archimedean Point for Socratic philosophy.
- 21e. "I must go to all those who had any reputation for knowledge
[or, who were believed to know anything] to examine its meaning."
Socrates enters into his "mission from the god" (like the "mission from
God" of The Blues Brothers [1980]), which is to test the Oracle
continuously by giving everyone a chance to refute it. This pious project
should be compared with the effort to define "piety" in the Euthyphro.
- 21e. "...by the dog..." Just what "dog" this is, is a good question.
The footnote in the Grube edition mentions the phrase, "by the dog, the
god of the Egyptians," in the Gorgias (482b). There is, of course,
also a dog in Greek mythology, the three-headed dog Cerebus, who guards
the entrance of the Underworld. This is not a dog we would be eager to
encounter.
Cerebus turns up in some episodes of the Hercules, the
Legendary Journeys television series. However, Hercules and
its spin-off companion, Xena, Warrior Princess, although using
many names and incidents from Greek mythology, cannot be relied upon as
a guide to that mythology, or to anything else. In the original
Hercules episodes, which were not weekly and had enough of a
budget to hire Anthony Quinn to play Zeus, they have Hercules
(Hêraklês in Greek) living with his wife Deianeira and their
children. When the series went weekly, they eliminated the wife and
children with a fireball from Hera. Well, Hercules did lose a wife and
children, but he killed them himself. He had been driven mad by
Hera, of course, but he was still considered guilty enough that his
Twelve Labors were performed in penance. Now, in the age of O.J.,
Hercules killing his wife and children certainly could not be shown on
television as the acts of the protagonist. Another curious aspect to
this, however, is that Deianeira was not the wife who was killed
in the mythological version. Megara was the victim of Hercules' madness.
Deianeira was his second wife, and she ended up killing
him, with a potion she just thought would ensure his fidelity.
Hercules then was granted immortality by the gods and married the
goddess Hebe. Just how lame the material of the television series can
get is indicated by their constant references to "dinars" as the money
in circulation -- even though dînâr is the Arabic pronuncation of
the Latin denarius, all coins from eras long after Greek
mythology, or even Greek Golden Age history.
- 22a. "Those who had the highest reputation were nearly the most
deficient, while those who were thought to be inferior were more
knowledgeable." We discover that we are in a catalogue of inversely
proportional degrees of reputation and of wisdom. The politicians,
examined first, had the best reputation but the least wisdom. Two more
cases follow, as Socrates moved from the politicians to others.
- 22a-b. "..the poets... Almost all the bystanders might have explained
the poems better than their authors could." While Socrates appears to
respect the works of the poets, and hoped to "learn something from them,"
the poets were unable to explain what they had written themselves. This is
actually a familiar phenomenon. The first time I saw a detailed analysis
of T.S. Eliot's poem The Waste Land, I wondered if Eliot himself
had really thought of all the stuff that the critic had read into the
poem. Later, in a more popular medium, seeing movie makers talk about the
movies they had made, it didn't always seem like they appreciated what
they had actually accomplished. For instance, Spike Lee's 1989 movie,
Do the Right Thing, seemed a much more profound moral and political
statement than one would ever know from Lee's own explicitly stated,
knee-jerk leftist, political views. The character played by Lee himself in
the movie is a very un-idealized, morally ambiguous person -- all by
itself a sign of good art. Socrates has already discovered that good art
does necessarily mean good understanding on the part of artists.
- 22c. "...poets do not compose their poems with knowledge
[sophía, wisdom], but by some inborn talent [by
nature/phýsis] and by inspiration, likes seers [theománteis,
holy diviners] and prophets [khrêsmôdoí, those who deliver oracles]
who also say many fine [kalá, beautiful] things without any
understanding of [/knowing] what they say." The poets are, as Socrates
says, enthousiázontes, "inspired," those in (en) whom is the
spirit (theós) -- getting us the word "enthusiasm," which was still
used by John Locke (1632-1704) to mean possession by the Holy Spirit. This
is an extremely important point. Socrates does not dismiss the poets, does
not deny that they are for real and onto something. It is just that they
do not produce their art through knowledge, understanding, or wisdom. They
are given it by the gods. This means that Socrates allows for the fourth characteristic of
mytho-poeic thought, that myth is self-justifying. It is just that
this is not good enough for Socrates. He doesn't just want to be told
things, he want's to understand them. Nor is this just his preference. If
the poets do not have wisdom, then this confirms the Oracle again,
that no one is wiser than Socrates. So wisdom is different from what they
say, however true, and must contain some feature -- understanding -- that
is distinct from the bare assertion of truth. Plato agrees with these
distictions and expands on them in the Meno (96e-99e).
- 22c. "...they thought themselves very wise men in other respects,
which they were not." Because the poets knew they were good poets, they
thought that this made them wise about other things, which of course they
weren't.
This seems to be an occupational characteristic today of
actors, who often are not reluctant to use their public presence to
endorse politicians or promote their favorite causes. They can hardly be
blamed for this, since they see their causes as good, and they have a
perfect right, to the extent that we have a free country, to express
their opinions. There is nothing about being an actor, however, that is
going to give them any insight into politics or the good better
than most other people. Indeed, the egotism and flattery that inevitably
go with the acting profession might be thought to be more of a
corrupting influence than otherwise, in which case their opinions might
be treated with more than ordinary scepticism. In that respect, we might
recall the Greek word for "actor." The word actor is Latin, from
a verb that we still use, act (ago/agere in Latin itself).
The Greek word is hypokrités, which originally meant
"interpreter." Of course now it has become "hypocrite" in English. A
hypocrite is a kind of actor, pretending to be something that he isn't.
Ironically, the best actor and hypocrite among recent politicians is the
Hollywood want-to-be Bill Clinton, while
the actual professional actor who became President, Ronald Reagan, was
often ridiculed as a second-rate actor, who nevertheless exuded complete
sincerity in his politics -- his enemies thought he was stupid, not
insincere.
- 22c. "...the craftsmen.." The politicians, evidently, neither knew nor
said anything worthwhile. The poets didn't know anything either, but at
least they said, under inspiration, many "fine things." Now we get
to the "craftsmen" -- actually the kheirotékhnai, the
"hand-artists." We have already been told that Socrates discovered that
"those who were thought to be inferior were more knowledgeable," and here
we get to those who might well be "thought to be inferior." They are also,
interestingly, the people of Socrates' own class. Having been a
"hand-artist" himself, Socrates discovers that they are the only people
who actually know what they are doing. There could be a Marxist angle to
this, though there is no talk of "exploitation," and Socrates ends up
being disappointed again in what he is looking for.
- 22c-d. "I knew that I would find that they had knowledge of many fine
[kalá, beautiful] things. In this I was not mistaken; they knew
things I did not know, and to that extent they were wiser than I." So here
at least is the real thing -- wisdom -- and actual knowledge
of the beauty that the poets had merely produced. So the Oracle is now
refuted? Right? Well, no. There is a little problem...
- 22d. "...same fault as the poets...because of his success at his craft
[tékhnê, art], thought himself very wise in other most important
pursuits [t'âlla tà mégista, the other greatest (things)]..."
Because the craftsmen were good at something, they thought, like the
poets, that they knew about everything, which they didn't. "...this error
of theirs overshadowed the wisdom they had..." Wait a minute! This means
that their wisdom isn't enough to refute the Oracle? How could that be?
Socrates doesn't really explain just what the problem is. How does their
lack of wisdom in other areas "overshadow" (apokrýptô, "hide from,
conceal") their actual wisdom? The "other most important pursuits" must
require a different and superior kind of wisdom. In fact, we have seen
what this must be. To qualify as having real wisdom, and not just
knowledge of this or that art, someone would have to know of the "human
and social kind of excellence" -- "human and political virtue" -- hê
anthrôpínê te kaì politiké areté. The politicians had had the
reputation for wisdom because this is what they were
supposed to know. They didn't; but then Socrates gets down to the
craftsmen, who do know something, but have neither the reputation nor the
actual knowledge of "political virtue" either. If someone had this real
wisdom, it would not be overshadowed by their ignorance if they did not
know about handicrafts. But the wisdom of the craftsmen doesn't cut it
when they are lacking and self-deceived about the more fundamental
knowledge.
- 22e. "...neither their wisdom nor their ignorance..." Socrates doesn't
have the craftsmen's knowledge of their craft (though he did know his own
craft, unmentioned), but he does recognize his own ignorance of the human
and social kind of excellence, which they don't. Since that recognition
then is "human wisdom," "...the answer I gave myself and the oracle..." is
that the answer of the Oracle stands and that it is better for Socrates to
be "as I am."
- Misunderstandings
- 23a. "...a reputation for wisdom, for in each case the bystanders
thought that I myself possessed the wisdom that I proved that my
interlocutor [Latin, inter, between, loquor, to speak] did
not have." Socrates was doing something very unusual. He was taking things
that people said and showing that they were incoherent, while at the same
time he did not claim to have the right answers to any of the issues that
came up. Since, as we know, everyone has an opinion, it was natural for
people to think that Socrates must have opinions also, and must think that
he had answers to the kinds of questions he asked. If he didn't give his
answers in public, it was also natural that people might think he "taught"
his answers privately, since that is what the Sophists and others actually
did. Socrates probably had never tried to disabuse people of this
impression before, and it is one of the very great misunderstandings about
him that he must deal with in his defense. But it is not the only one.
Seeing Socrates always ask questions and never give answers, there are
other interpretations possible. Socrates made people look ridiculous. This
is amusing and evidently drew crowds. This might suggest that maybe
Socrates didn't care what the answers to his questions were. He
just enjoyed getting a laugh out of making others look foolish. Maybe he
was actually ridiculing people's beliefs about the issues he dealt with --
the just and the unjust, right and wrong, good and evil, etc. -- and
didn't really believe anything about those issues himself. In short,
people could see Socrates as what now we call a nihilist (Latin
nihil = nothing). This was a much more serious misunderstanding of
Socrates; for, although he was certainly not a nihilist himself, there
were young men (néoi, "youth") who hung out with him who actually
were nihilists.
This is the point to discuss this problem, since Socrates will mention
these young men shortly (23c), but he doesn't do a very good job of
explaining why people are angry about them. They are the principal reason
why Socrates is in trouble. They did bad things, and what they did damaged
Socrates' reputation. He was thought to be their teacher. As Socrates
later makes fairly clear (33b), his business was not to teach anyone
anything. He did his questioning in public, and if anyone wanted to hang
out and watch what he did, it was not his business to drive them away.
Some young men, like Plato himself, had some notion of what Socrates was
about, and that it was not just a game. Others, however, could take from
Socrates what amused them and forget the rest. Then they would commit
crimes, and people would ask, "How did he get to be like that?" Socrates
must have "taught" him to commit those crimes.
Just about the most spectacular example of one of these
young men was the celebrated Alcibiades (c.450-404). He was born
to privilege; and after his father died in battle (447/6), he was raised
by his famous uncle, the great leader of Athens, Pericles. He hung out
with Socrates. Plato wrote an entire dialogue featuring him (the
Alcibiades), which begins with Socrates homoerotically admiring
the first blush of beard on his face. In the Symposium, however,
Plato has Alcibiades stumbling into the party, drunk, telling a story of
how he had gotten Socrates to sleep over once, trying to seduce him,
only to have Socrates pay him no more sexual attention "than an elder
brother" (212d-219d). Alcibiades would have come of age in about 429 but
first came to political notice in about 420. At that point the war with
Sparta appeared to be over. The "Ten Years" or "Archidamian" War,
431-421, had ended in the aftermath of the Athenians trapping and
capturing a force of Spartans on the island of Sphacteria, near the
Homeric city of Pylos, in 425. This was sensational, since the Spartans
were always expected to fight to the death, as they had against the
Persians at Thermopylae. The Peace however, was compromised by continued
fighting, often because of plans by Alcibiades himself to organize
opposition to Sparta. The supreme opportunity came in 416, when Greek
cities in Sicily appealed to Athens for help against Syracuse, the
largest Greek city there, which was also an ally of Sparta. Alcibiades
got himself elected general to lead an expedition against Syracuse,
which would materially damage the Sparta cause and win the thanks of the
other Sicilian Greeks (often called "Siciliots"). The older leader
Nicias was also elected general to look after Alcibiades, since he
aleady had a certain wild reputation...
In 415, the night before the expedition was supposed to leave for
Sicily, someone went around and mutilated statues of the god Hermes that
stood all over Athens. Hermês was the protector of, among
other things, traffic, markets, and roads. His image was used in such
locations, often at intersections, and to mark boundaries. Thus, there
were a lot of these images. An individual statue is now called a
"Herm"; and in the plural, the Latin form is used,
"Hermae." The incident is called the "multilation of the Hermae."
The Hermae now seem like very strange objects, archaic and
peculiar. They were usually just a square stone pillar, with the head
of Hermes at the top, and otherwise unadorned except for
the erect genitals of Hermes at the appropriate location on the
front of the pillar -- though the penis does not seem entirely
erect in the example at right, since the (uncircumcised) foreskin
still covers the glans. Today, of course, this would be regarded as
funny or obscene. Not the kind of thing we see in public anymore.
Indeed, after Christianity swept away this kind of stuff, it was
forgotten that such things existed in the Classical world. It was
brought back to modern attention when serious excavation began in 1748
at Pompeii, the Roman city buried by ash during the eruption of Mt.
Vesuvius in 79 AD. To the embarrassment of the Catholic Bourbon King
of the Two
Sicilies, obscene objects, and not just the Hermae, began to be
found. The auspicious genitals of Hermes had even been carved on
people's doorjambs. Much of this material was tucked away in a special
warehouse, the "Secret Museum," to which only serious, respectable
adult males were allowed entry. Elsewhere in the world, however, the
idea of divine genitals being sacred and lucky still suvives. Although
suppressed for a while out of embarrassment of Western disapproval,
such sights are begining to revive somewhat in Japan, where colossal
wooden phalluses can now be seen in religious processions. They are
even being promoted as tourist attractions, drawing quite a few more
foreign tourists than most other Japanese religious events. In
pre-modern Japan, boundary stones in the shape of genitals, both male
and female, were common.
The Athenians did not think that the mutilation of the Hermae was
funny, or a virtuous suppression of obscenity; they thought it was a
shocking and terrifying sacrilege. Hermes was there to protect the city,
and if he was offended, then he could withdraw his protection.
Nevertheless, no one knew quite what to do about it at the moment. So
the expedition left for Sicily. As the days passed, however, suspicion
grew that Alcibiades and his friends were just the kind of guys,
without much respect for traditional religion, to have done this. It is
not hard to imagine what happened. Young men, about to leave for war,
get drunk, and in the wee hours decide to go looking for trouble -- like
Animal House (1978). Someone gets the bright idea to mess with
the familiar statues of Hermes, which they may already think are rather
more funny than holy. The next day, they would just as soon forget about
it, but it's too late. A warrant was sworn out for Alcibiades and a ship
sent to Syracuse. On the way back, however, Alcibiades jumped ship.
Flight to avoid prosecution. Desertion. Evidence of guilt in a charge of
sacrilege. But then Alcibiades went even further. He went over to the
Spartans. He advised them now to defeat the Athenian expedition in
Sicily. The Athenian army and fleet were annihilated. Alcibiades was
condemned to death in absentia and his property confiscated. When
Sparta then reopened the main war with Athens, the "Decelean" or
"Ionian" War of 413-404, Alcibiades advised the construction of a fleet
to contest the sea with Athens and accompanied the ships to Ionia, which
was the scene of much of the subsequent fighting.
Thus, Alcibiades can be credited with sacrilege, desertion, flight to
avoid prosecution, and, last but not least, treason. So people would
ask, "How did he get to be like that?" And they might remember, "He used
to hang out with Socrates. Indeed, they were very friendly, perhaps even
lovers." So Socrates, a philosopher, who, as we all know, go around
teaching their doctrines, must be responsible. If Alcibiades can be
substantially blamed for the loss of the war against Sparta, then
Socrates can ultimately be blamed also. So let's get him.
Alcibiades later began trying to play the
Athenians, Spartans, and Persians off of each other. He got the
Persians involved, ultimately to the benefit of Sparta, but he also
helped the Athenians defeat a Spartan fleet in 410. This enabled him
to return to Athens, with all forgiven, for a while. Things soured
again with a defeat in 407, and Alcibiades again went into exile.
Ironically, his place of exile in 405 was right by where the final
battle, Aegospotami, was fought between Athens and Sparta. This
historic location is the long peninsula along the straits, the ancient
Hellespont and modern Dardanelles, that lead from the Aegean Sea into
the Sea of Marmara, and so ultimately to Istanbul, the Bosporus, and
the Black Sea. The entire peninsula now takes its name from the Greek
city of Kallipolis ("Beautiful City"). Part of Turkey today, the
Turkish name is "Gelibolu," but elsewhere it is known by its name in
Italian, Gallipoli. Such a place has a common Italian name
because of the presence in the area of Italians, mainly from Venice, Pisa, and
Genoa, during the Middle Ages. The name is
best known, however, from the British landing there in 1915, during
World War I. Winston Churchill, first Lord of the Admiralty at the
time, hoped to seize the Straits and knock Turkey out of the war. It
was a good idea but a miserable failure in execution, not unlike the
Athenian Sicilian expedition. A 1981 movie Gallipoli, by Peter
Weir, starring the later super-star Mel Gibson, details the Australian
participation in the campaign.
In 405 both the Athenian and Spartan fleets came into the Straits.
For some days they simply maneuvered around each other. In the
evening, the fleets separated and the ships were drawn up on the beach
for the evening. The ships, of course, were rowed -- galleys -- with
shallow draft, though with some hundreds of men as a crew. Although
100 some feet long, such ships could be pulled up on the beach by
their own crews. Watching this, Alcibiades walked down to the Athenian
camp and warned them that the Spartans might attack as the Athenians
were getting out of their ships. The Athenians famously told him to
take a hike. The next day, sure enough, the Spartans followed the
Athenian fleet and attacked as the men were getting out. The Athenian
fleet was destroyed. The Spartans sailed directly to Athens, put the
city under seige, and starved it into surrender in 404. The war was
over.
Alcibiades, like the boy who cried "wolf," was simply no longer
someone to believe, even when he was giving good advice. He fled to
the Persians and was assassinated, in 404, with the agreement of both
Athenians and Spartans.
- 23a. "...the god is wise..." The key to Socratic philosophy. The
Presocratics and Sophists claimed a "wisdom more than human" because only
the gods actually have such knowledge. "'...his wisdom is worthless'." How
"worthless" does Socrates really think his wisdom is? This is a problem
for the "Questions
about Socrates": Socrates does not act like he is
entirely ignorant. No, after offering no definition of piety to Euthyphro, he conducts
himself in a way that he says is "good [kalá, beautiful] and just
and pious" (35c). And he claims to know some things, like that the god
cannot lie. These inconsistencies are addressed, of course, by Plato.
- 23b. "...continue this investigation as the god bade me... anyone,
citizen or stranger..." Socrates continues to vindicate the Oracle by
questioning people anywhere. He is not an armchair philosopher. He deals
with what people say. These can be "citizen or stranger," which he says
because of the large resident alien population of Athens. It was almost
impossible for immigrants to become Athenian citizens, but the wealth and
market of Athens attracted immigrants in much the same way that the United
States does. Since Socrates stops people in public places, there is a
strong chance they will not be Athenians citizens.
Originally, someone was born an Athenian citizen if either
parent was a native Athenian. However, Pericles married a woman who was
not Athenian, and his politically enemies, who could not harm him
directly, realized that they could do so indirectly. They passed a law
that both parents had to be Athenian citizens for someone to be
born an Athenian. It was also retroactive. So Pericles' own children
were suddenly no longer Athenians -- though this injustice didn't affect
his two sons for long, since they, like their father, died of the
plague.
Some argue that Athens wasn't really a democracy because
women, aliens, and slaves didn't vote. The best response I've heard to
that argument was from a fellow student, when I was a Freshman at the University of New Mexico in 1967. She
said that Athens was a democracy "because they made up the word and
called it that." To the Greeks themselves, the key point was that the
poor were included in democratic government -- "every free adult
male citizen" did not mean univeral sufferage, but it was free of the
property qualifications that were long characteristic of British and
American democracy. Nevertheless, some people get so confused about this
that it is possible to find them saying that Athens was not really a
democracy because the poor were not included. Where that comes
from is mysterious, especially when Thucydides says in The
Peloponnesian War that class war often resulted in Greek
cities, with the poor, partisans of Athens, fighting the wealthy
partisans of Sparta. This is also the key to many traditional criticisms
of both Greek and modern democracies: that when the poor discover that
they can vote themselves money, the government will collapse into of war
of everyone trying to steal from everyone else.
- 23c. "...the young men (néoi)...sons of the very rich..." Here
Socrates addresses the issue of the "youth" who used to hang out with him,
and whose misdeeds had become associated with him. He doesn't do a very
good job, at least at this point in his defense. Notice that the word for
youth, nêos, is very commonly taken to be the Greek word for "new,"
but its meaning is originally more like "young." It can also mean
"new," but another word, kaínos, can be used for that.
- 23c. "...often imitate me and try to question others." Socrates acts
like the only objection people have to his erstwhile followers is that
they made nuisances of themselves by questioning people the way Socrates
did. This is a grave trivialization of the problem. As we saw above,
things like sacrilege, desertion, and treason are more like what people
were worried about. Socrates would not be seen as a possible enemy of
Athens if all his friends had done was ask questions. But his friends
going over to or collaborating with the Spartans -- that raises the issue
of Socrates' own loyalty. He is not actually accused of treason, but the
accusation of "corrupting the young" is definitely about something that is
connected to such a serious charge.
- 23c. "...angry, not with themselves..." Socrates pursues the conceit
that people are just angry about these young men asking questions. This is
probably the least honest part of the Apology and perhaps might be
considered evidence for the authenticity of Plato's rendition, since he
might otherwise have been at pains to fix up the argument and address the
real issue, treason, and not beat a straw man, as Socrates does.
A much more forthright and thorough treatment of all this is
actually given by Xenophon, at Memorabilia II-12-48, where he
addresses the case, not only of Alcibiades, but of Critias too, who
actually went on to become one of the Thirty Tyrants. "Now, all the time
that Critias and Alcibiades associated with Socrates they were out of
sympathy with him," says Xenophon (II-39; Loeb trans. p.31). He thinks
that they associated with Socrates just for their own ambitious
purposes, hoping perhaps to acquire his own facility with argument --
"as soon as they thought themselves superior to their fellow-disciplines
they sprang away from Socrates and took to politics" (II-16; Loeb trans.
p.19). Interestingly, Xenophon details the vengeful steps that Critias
took directly against Socrates under the oligarchy, while in the
Apology Socrates never mentions that, even though he does talk
about his problems with the Thirty (32c) and could win sympathy with a
specific example of their hostility towards him. One suspects that
Socrates had is own reasons for not mentioning Alcibiades or Critias by
name, as considered below, at 23e.
- 23d. "...what he teaches to corrupt them..." People blame Socrates for
making the young men the way they are, but then they can't say what he
actually does teach to make them that way. This applies equally whether we
are talking about the real crimes of people like Alcibiades or just about
Socrates' trivialization, so it is a genuinely valuable part of his
defense. "...they mention those accusations that are available against all
philosophers..." So Socrates is thought of as a Presocratic and/or
Sophist, and everything people believe about their teachings is attributed
to him. Here the Presocratic line ("things in the sky") and the Sophist
line ("the worse argument stronger") is supplemented by the atheist
line, "not believing in the gods." "...when they know nothing..." Perhaps
they cannot answer the questions of Socrates or his imitators, but
Socrates cannot deny that they know sacrilege and treason when they see
them -- so he avoids talking about it.
- 23e. "...these people..." Now Socrates simply veers away from his
treatment of the "youth" and begins to attack his accusers. The accusers
may deserve the attack, but Socrates seems to change the subject a bit
abruptly, as though he is uneasy with the issue. I think he is. He has
evaded the real charge, trivialized the reason why he has been accused,
and now moves away from it quickly. This uneasiness may reveal that
Socrates has some real guilt and uncertainty about this. Here it
compromises his defense, since he cannot forthrightly address the real
actions of the "young men" he was friendly with.
Socrates could feel guilty about this without really
being guilty. It is not uncommon for people to have friends who
seem to them to be headed for trouble. It is always a difficult personal
dilemma what, if anything, to say to the friend about what they are
doing. Frank and forthright advice may be interpreted as hostile or
intrusive. The friend may say, "Mind your own business," or "Up yours,"
and then go away. Or, one may decide to set an example rather than give
advice, and hope that the friend will hang around and stay out of
trouble that way. If the friend then gets in trouble anyway, the
thought, "I should have said something" is hard to avoid, however little
a difference saying something might have made. But Socrates is in a more
difficult position than most people. If his behavior in the
Euthyphro is characteristic, and it is certainly consistent with
his "knowing practically nothing" stand of Socratic Ignorance, then the
problem is that Socrates does not tell people what to do. All he
does is ask questions, and at some point, however obvious the
conclusion, the interlocutor has to supply the final anwer himself.
Socrates, it seems, is not alone in history in this respect. Thomas
Jefferson tells us, in a letter to a grandson, on November 24, 1808:
Conviction is the effect of our own dispassionate
reasoning, either in solitude, or weighing within ourselves,
dispassionately, what we hear from others, standing uncommitted in
argument ourselves. It was one of the rules which, above all others,
made Doctor Franklin the most amiable of men in society, "never
to contradict anybody." If he was urged to announce an opinion, he did
rather by asking questions, as if for information, or by suggesting
doubts.
Socrates, like Franklin on this description, never sets out to impose
his opinion. He does not think that his opinions even have the status of
being worthy of imposition. But this also puts him at a
disadvantage. All he can do to straighten out someone like Alcibiades is
ask friendly questions. Now that he is in trouble because of what people
like Alcibiades did, he is ill at ease. It is a bit to awkward to
explain that he might have given advice by asking his questions,
indirectly, but it seems to him later (33b) better just to say that he
was never anyone's teacher, never taught them anything, and is not
responsible for whatever they did. In the present passage, however, he
doesn't seem quite up to facing even that defense. He avoids the issue.
Perhaps in bad conscience and feeling guilty, but without any real guilt
or responsibility. Just the uneasiness over people he saw go bad, but
about whom he could do less than even an ordinary friend might have
done.
Xenophon, who often writes (in retrospect) as though
Socrates had all sorts of direct advice to give people, nevertheless
admits, "To be sure he never professed to teach this; but, by letting
his own light shine, he led his disciplines to hope that they through
imitation of him would attain to such excellence" (Memorabilia
II-3-4; Loeb p.14-15). Socrates never sought anything more than
friendship -- "his highest reward would be the gain of a good friend"
(II-7; Loeb p.15) -- and no one could expect to be taught by him --
"Socrates indeed never promised any such boon to anyone" (II-8; Loeb
p.15) -- except by example and by questioning. What we
don't see in Xenophon is the ironic playfullness with which Socrates
undertakes to become the "pupil" of someone like Euthyphro. Closer
associates, indeed, would be little inclined to put on the airs that
Socrates has no difficulty eliciting from him.
- 24a. "...I have hidden or disguised nothing." In fact, he has just
finishing hiding and disguising perhaps the key issue in the charges
against him. The charges are still not fair, and he might simply have
handled the issue better, but it is the most awkward and hollow part in
Socrates' entire defense. Not the best note on which to end his
examination of his reputation. He reputation, indeed, as a teacher of
traitors, has not been openly addressed at all.
- New Accusations
- 24b. "Let this suffice...earlier accusers.... defend myself against
Meletus..." Having addressed "the earlier accusers" of those who have
generated and spread the kind of reputation he has, Socrates now moves to
the real charges against him at the moment, and one of his real accusers,
Meletus. Socrates never does bother with his other accusers, Anytus and
Lycon.
- 24b. "Meletus, that good and patriotic man, as he says he is..." Both
sarcasm, since Socrates really doesn't think that Meletus is a "good and
patriotic man," and the warning qualification "as he says he is..." Here
again, Socrates doesn't always just say things in an ironic way but
he warns us with a qualifying statement. It is Meletus, not Socrates, who
says this about Meletus.
- 24b. "Socrates is guilty of corrupting the young and of not believing in
the gods in whom the city believes, but in other new spritual things..." We
finally get the statement of the actual charges. The first part, about the
young, Socrates has already touched on and will deal with first in his
examination of Meletus. Then he will move to the second part and try to
clarify what the accusation is. Clarification is necessary, not only in
Greek, but especially in English, where the translation can create problems.
Socrates is accused of not believing in the "the gods in whom
the city believes" but in hétera daimónia kainá. Now, daimónia
kainá is translated as "new spiritual beings" by Harold North Fowler
in the Loeb Classical Library edition (Harvard, 1914-1966, p.91), "new
spiritual things" by by W.H.D. Rouse (Great Dialogues of Plato,
Mentor, 1956, p.430), and "new divinities" by G.M.A. Grube (Plato, Five
Dialogues, 1981, 1986, p.31). Grube's original translation was thought
better of and is now rendered "new spiritual things," like Rouse, in
recent editions (p.29), which, however, are not dated, unless the isolated
number "95" on the copyright page is evidence of the date (and we are not
warned that the translation has been altered). The problem all these
translation are dealing with is that there is no noun in the Greek
phrase. Kainá is "new"; and daimónia is "of or belonging to
a daímôn," where a daímôn is a god, spirit, or even soul --
though this is later the word "demon" used by Christianity. So the literal
translation would be that Socrates believes in "other new spiritual." But
this is not grammatical in English, as it is in Greek, since
English requires a noun, not just adjectives, in that phrase. We do know
something from the Greek phrase about what a noun would have to be like,
since all three adjectives in the phrase are neuter plurals --
"things." Supplying the noun "divinities" or "beings" implies that what
Socrates' teaching is about living things, or actual gods. This adds far
too much to what the charge says, and makes Socrates' questions about it
sound unmotivated. "Things" is the best noun to supply, a very indefinite,
semantically neuter, plural. But it should be remembered that even this is
more definite than the original Greek. Socrates is being accused of
teaching new something-or-others about divine or spiritual things, without
much of a clue about what those would be. No wonder that Socrates is going
to ask about it.
- Examination of Meletus
- 24c-25c. First Line of Questioning, Education of Youth
- 24c. "Meletus is guilty... of professing to be seriously concerned
with things about none of which he has ever cared." Socrates'
examination on the first charge is directed to showing that Meletus
doesn't have any ideas about education and so really hasn't thought
about it. If so, he is in no position to know whether Socates has a
beneficial teaching or not. Of course, Socrates doesn't have any
teaching, so this is all besides the point anyway, but it should serve
to impeach and discredit Meletus.
The following exchange is the only time that someone
besides Socrates speaks in the Apology, and it is the only
example we have in this work of Socrates' method of asking questions.
Grube's text is not set up like a dialogue, with separate identified
lines for each speaker. Meletus' answers are simply set off with a
dash.
- 24d. "Surely you consider it of the greatest importance that our
young men be as good as possible? -- Indeed I do." Socrates always
starts with an innocent-sounding question. There is hardly another
answer that Meletus could give here, but what it does is establish that
Meletus has brought this prosecution about something that he thinks is
of great importance, so presumably something that he is concerned about
and devoted some attention to.
- 24d. "...tell the jury who improves them." This also seems like an
innocent enough inquiry, but Meletus actually doesn't have an answer
ready and at first doesn't say anything. "...you are silent and know not
what to say..." After more prodding, he finally says, "The laws."
- 24e. Such an answer is not responsive, since Socrates asked "who?"
After pointing this out, Socrates gets Meletus to answer "These
jurymen." While Meletus sounds innocent of any understanding of
Socrates, he is clever enough to know how to appeal to the jury. If
Socrates questions the role or ability of the jury in improving the
young, then he will be insulting the jury. Of course, such a
consideration will not even slow him down. But he takes a slightly
different tack. "All of them, or some but not others? -- All of them."
It is not just that the jurymen are able to "educate the young and
improve them," but that every one of them, without exception, is able to
do so. "...a great abundance of benefactors." A bit of sarcasm.
- 25a. "...what about the audience? ... -- They improve them." If the
jury was so rich with teachers, Socrates decides to check about the
audience. How many are in the audience, and whether it includes women,
is not known. But it turns out that the audience members are all good
educators too.
- 25a. "..the members of the Council? -- The Councillors also."
The "Council" is the boulé, and
the "members of the Council" are the bouleutaí. The Council
of the Five Hundred was created by the democratic reformer
Cleisthenes, with members ultimately chosen by lot from each
deme, the thirty smallest divisions of the population of Athens
(from dêmos, a district or the people who live in it, or just
"the people"). The Council was effectively the day to day government
of Athens and determined what laws to propose to the Assembly. The
Council itself was divided into ten parts, corresponding to the ten
Tribes (Phylaí) of Athens. Each of these ten parts
presided for a tenth of the year, and the presiding Councillors
were called the Prýtaneis or presidents. Socrates mentions
being a Prýtanis below, 32b.
- 25a. "...but what about the assembly [ekklêsía]? ... -- They
improve them." The Assembly means every free adult male citizen of
Athens, if they were all to show up; so this is a significant part of
the entire population of the city, in fact everyone of political
significance, everyone with the franchise, which is why Socrates next
refers to them as "all the Athenians" (pántes Athênaîoi).
- 25a. "...I alone corrupt them... -- That is most definitely what I
mean." So, it turns out, Meletus thinks that Socrates is the only bad
influence in Athens. He might not want to accuse others, or this could
stir up far too much animosity, turning it into a political contest
rather than just a trial, and Meletus might get sued for libel. No,
better keep it simple. Socrates is the only corrupt influence in the
city.
- 25b. "Does this also apply to horses do you think?" Socrates how
moves his argument to one of his barnyard analogies. "...one individual
is able to improve them, or every few... wheras the majority... corrupt
them?" In having or teaching specialized knowledge, whether about
animals or humans, Socrates now asks if this is something everyone has,
or just one or a few. Of course, on the analogy, the answer must be only
a few; and Meletus knows this, so he doesn't even give an answer. "Of
course it is, whether you and Anytus say so or not." Socrates answers
his own question. Meletus doesn't know who improves the youth, so he has
simply said everyone, excepting only the person he wants to condemn. In
the Meno, Anytus also wanted to say that "any Athenian gentleman"
(92e) could teach virtue, but he also excepted all the Sophists (91c).
If Meletus got into that here, then he would be open to questions about
whether he thought Socrates was a Sophist, how Socrates would be a
Sophist, and so to admission that what Socrates does has little to do
with the Sophists. Instead, Meletus just shuts up.
In answering his own question, which he also does
elsewhere in Plato's dialogues, especially with other uncooperative
subjects (e.g. the Gorgias), Socrates opens himself to the
charge that he has opinions about his questions after all, and is not
just asking his questions to vindicate the god, on the principle that
everyone is ignorant. This bears keeping in mind as a Question about
Socrates, but Meletus is too slow to pick up on it here and
belabor Socrates with the inconsistency.
- 25c. "...you have never had any concern for our youth..." So
Meletus, far from treating education as "of the greatest importance,"
can't answer the simplest question about who actually are the most
effective teachers of the youth. He has "given no thought" to the
subject about which he is accusing Socrates. All he knows is that he
doesn't like Socrates.
- 25c-26a. Second Line of Questioning, Corrupting the
Young
- 25c. "...tell us also whether it is better for a man to live among
good or wicked fellow citizens." The second line of questioning opens
with another innocent question. Meletus has already been burned, so now
he doesn't even want to answer this question. "Do not the wicked to some
harm...? -- Certainty." Finally Meletus answers.
This whole line of questioning is going to turn on one of
Socrates' pet ideas, namely that No one knowingly does wrong.
Although Socrates does occasionally give answers to his own questions,
he does not do so in a systematic or complete way, which means he is
consistent enough in his Ignorance not to have theories about the
good, etc. But in the course of his invesigation he does come up with
some theories, more about knowledge than about the content of ethics.
This is one of the more characteristic ones and seems just as peculiar
today as it would have back then, since we tend to think that only the
incompetent, children or the insane or senile, don't know that they
are doing wrong when they are doing it. That is what they can be
punished for. Here, Socrates wants to get Meletus to apply this
principle to him and to admit that Socrates could not have
knowingly corrupted the young, that it wouldn't make any
sense.
- 25c. "Does the man exist who would rather be harmed...?" Meletus is reluctant to answer again, and Socrates must mention "...the law orders
you to answer." Finally, we get the reply, "Of course not."
- 25d. "Do you accuse me here of corruting the young...
deliberately...? -- Deliberately." Does Socrates deliberately made his
associates wicked, when they are going to then harm him? When Meletus
answers yes, then the conclusion follows that such a person knows that
he will be harmed, which seems foolish and senseless. Perhaps realizing
that, this is the last answer the Meletus gives in the line of
questioning.
- 25d-26a. "...are you so much wiser....but I have reached such a
pitch of ignorance that I do not realize this...if I make one of my
associates wicked I run the risk of being harmed by him..." Socrates
draws the conclusion, putting it in the form of a question. Meletus is
clearly a reluctant and hostile witness, so Socrates has to make the
answer as obvious as possible. He is not going to get an answer out of
Meletus. "...I do not think anyone else will..." While Meletus may know
that he doesn't like the point, he is certainly unaware of Socrates'
theory that is behind it. He is even more unlikely to understand or
accept that, and the jury too. "Either I do not corrupt the young or, if
I do, it is unwillingly..." Whether compelled by the argument or not,
neither Meletus nor the jury is going to credit the conclusion.
- 26a. "...to instruct them and exhort them; for clearly, if I learn
better, I shall cease to do what I am doing unwillingly." If Socrates
has accidentally corrupted the young, then he doesn't belong in a
lawcourt. Instead, Meletus should have just tried to straighten him out.
"...you have avoided my company..." But Meletus was never interested in
tangling with Socrates. "...punishment, not of instruction..." If no one
knowingly does wrong, then, actually, no one would belong in the
lawcourt and no one would be in need of punishment.
If no one knowingly does wrong, then, as Socrates say,
"if I learn better," he will cease doing wrong. The idea that
knowledge of the good would produce goodness is the principle that
virtue is knowledge, i.e. to be virtuous, one must acquire the
right knowledge, presumably the knowledge of the "human and social
kind of excellence." Furthermore, if virtue is knowledge, then
presumably it can be taught. In the Protagoras, Socrates argues
about this with the great Sophist himself, with, in typical fashion,
Socrates arguing against the thesis at the beginning and for it at the
end. The Meno begins with the explicit question about whether
virtue can be taught (providing an actual argument along the way that
no one knowingly desires bad things, 77b-78b). The answer seems to be
"ordinarily not," but then it turns out that this is only because everyone is ignorant and because real knowledge must be remembered,
not taught -- Plato's theory of Recollection. In the Republic, Plato
modifies this with his theory that the right part of the soul, reason,
must be dominant both for knowledge to be obtained and for it to have
its salutary effect. In the Apology one peculiarity is that,
even as Socrates tries to get Meletus to admit that he would not
knowingly do wrong, Socrates never concedes to his
accusers the benefit of this principle. Jesus may have said,
"Father, forgive them; for they know not what they do" (Luke 23:34),
but Socrates does not. This kind of inconsistency should make it clear
that Socrates is not a systematic thinker. Even his own pet
ideas are not applied consistently, and when it comes to his accusers,
he is quite happy to appeal to ordinary ideas about intention,
responsibility, and blame.
This same kind of inconsistency occurs a bit more
recently. When "progressive" thought about crime became dominant in
the 60's, with a social and psychological determinism that excused
violent criminals as helpless victims of society, racism,
capitalism, etc., this excuse was nevertheless almost never conceded
to those whose crimes were less politically favored, i.e. the deeds
of Southern Rednecks, or those who were guilty of no crimes at all
except the Marxist offense of being capitalists, i.e. executives of
corporations. This double standard persists today, when crimes by
politically favored groups may be "understood" as resulting from
righteous "anger," while crimes by politically disfavored groups are
incomprehensible manifestations of "hate." Socrates would have had a
job cut out for him, asking questions about this sort of thing, even
though he commits the inconsistency in his own
defense.
- 26b. "Meletus has never been at all concerned with these matters."
The point is the same as at the end of the first line of questioning,
though the first demonstrated that Meletus hadn't thought about
education at all, while the second merely demonstrates that
Meletus is not familiar with Socrates' own paradoxical theories about
moral knowledge. In all fairness, he can hardly be expected to be thus
familiar, or to accept them.
But a much cleverer Meletus could have answered Socrates'
argument. What often happens in life is that the wicked corrupt others
in the expectation that the wickedness will never rebound upon them.
This may be foolish, and so senseless and impossible to someone like
Socrates, but it is a common phenomenon. Thus, in Spike Lee's movie
Malcolm X (1992), Malcolm himself, with a perfectly honest job,
is corrupted by a Boston gangster and taught the ways of crime.
Malcolm, as Socrates would predict, begins chiseling the gangster,
raking off some of the profits that he should turn in. The gangster does not just reflect philosophically, "One I have made wicked is now
harming me"; he intends to kill Malcolm, who gets away through a
bathroom window and escapes to New York.
- 26b-25c. Third Line of Questioning, the Gods
- 26b. "...by teaching them not to believe in the gods in whom the
city believes, but in other new spiritual things. Is this not what you
say I teach...? -- ...most certainty..." The next, and final, line of
questions involves the next charge in the indictment, about belief in
the gods and whatever other sort of spiritual teaching Socrates has.
"The gods in whom the city believes" is a an important
phrase. Reading about Greek mythology may give people the impression
that there was a unified Greek national religion. Nothing of the sort
ever existed. Each Greek city essentially had its own state religion,
with its own particular gods. Even gods with the same name in
different locations may nevertheless be represented differently.
Traditional and archaic cult statues, like the surviving one of the
Artemis of Ephesus, laden with breasts or testicles or
something, may look very strange compared to the humanistic images
produced by later Greek art. The main gods at Athens were Athena,
after whom the city was named, and Poseidon, who had a conspicuous
temple on the height at Cape Sunion, the tip of the peninsula of
Attica. Even the Acropolis, however, had more than one Athena --
Athena Parthenos, "Athena the Virgin," in the Parthenon
and another one in the Temple of Athena Nike, "Athena of
Victory." In time, some sites, like Olympia and Delphi, gained the
reputation as representing Greek religion as a whole, but this was a
very incomplete and non-institutional organization.
The particularity of the institutions of Greek cities
extended to matters that now are taken for granted as universal.
Thus, each city had its own calendar and even its own alphabet. All
the calendars used lunar months, often with the same names; but
which name went with which months, and how extra months were added
to reconcile the seasons with the moon, was a local matter and often
subject to political controversy. Aristophanes joked that if the
gods regulated their lives by the civic calendars, they would often
go to bed without their supper. Greek alphabets belonged to two
broad families, the "blue," characteristic of Ionia and central
Greece, and the "red" alphabets, characteristic of western and
northern Greece, and of the Doric fringe of islands through Crete
and Rhodes. A feature of the red alphabets is that they used the
symbol X to write the letter ksi, while the blue
alphabets used the same symbol to write the letter khi. The
blue alphabet of Ionia later became the standard Greek alphabet. A
red alphabet, however, was the one borrowed to write Etruscan and
later Latin. The Greek language itself, of course, was also divided
into several dialects. Athens had its own dialectic, "Attic" Greek,
which was basically Ionic but with some Doric influence. For
instance, the Greek word for "day" was hêmérê in Ionic,
haméra in Doric, and hêméra in Attic. With some
modifications, Attic became the basis for the later koiné or
"common" Greek used in the Hellenistic period, and in the New
Testament.
- 26c. "I cannot be sure..." Since the phrase daimónia kainá
leaves it so vague about what Socrates is supposed to have been
teaching, he now wants to clarify the matter. So he asks Meletus whether
he is accused of believing in some gods, just not the gods of the city,
or in no gods at all (átheos, "godless"). Meletus answers,
"...you do not believe in gods at all."
- 26c. "...strange fellow..." Actually, Socrates says, "Oh amazing
(thaumásios) Meletus..." Although the charge was ambiguous,
Socrates finds it hard to believe that Meletus is really going to go
ahead and say this, despite the difficulty that he is sure to have
maintaining it in the face of the words of his own accusation.
- 26d. "Do I not believe... that the sun and moon are gods? -- No, by
Zeus, jurymen, for he says that the sun is stone, and the moon earth." A
very, very revealing passage, both about Socrates and about Meletus.
Socrates does not share in the naturalism of the Presocrates. He still
has the conservative religious belief that celestial objects are divine.
Meletus doesn't know that and, as Socrates has said, simply attributes
to Socrates the kind of things that "other philosophers" would believe.
- 26d. "...books of Anaxagoras of Clazomenae..." It was Anaxagoras who
specifically said that the sun was a hot stone and the moon was made of
earth. One out of two isn't bad, for the 5th century B.C., since the
moon is made out of the same minerals (feldspars, etc.) as the earth.
This statement by Socrates shows us that he is familiar with
Presocratic doctrine, even if he doesn't believe it. Indeed, Socrates
says elsewhere that he read a book by Anaxagoras once because he had
heard that Mind (noûs) was the cause of everything.
Unfortunately, the role of Mind was perfunctory, and Socrates was
disappointed.
- 26e. "...a drachma at most in the bookshops..." A fairly startling
revelation of Greek prices. A philosophy book might be purchased for a
drachma. As we have seen, this would
come to just about $15 in 1990 dollars, not all that much even today for
a book, when bestselling hardbacks are in the $25 to $40 range, and
textbooks can easily run from $50 to $100.
In 1970 I paid $40 for an Arabic dictionary, when a
drachma in 1967 dollars would be more like $3.33. The inexpensive
nature of a Greek book is rather surprising when we consider that the
printing press was not invented for many centuries, and a book by
Anaxagoras means a hand copied manuscript. Perhaps the price
was so reasonable because the demand was not so great. There may not
have been a mass market for Greek philosophy even in Greece; for,
after all, Anaxagoras was driven out of Athens with the same kinds of
charges leveled against Socrates (though this was mainly as an
indirect political attack on Anaxagoras' friend, the statesman
Pericles). He can't have been too popular. Of course, we tend to think
of hand copied books as so valuable because literacy was so restricted
in Western Europe during the Middle Ages, when copies might be made
merely to replace a worn or worm-eaten original, and when such copies
would be embellished, "illuminated," with color illustrations or gold
leaf. That is not how publishing worked in the Classical world. Few
manuscripts from that period survive (mainly from Egypt), but they
were produced in a very utilitarian way. A fair number might have been
produced for a real, if limited, market, especially during the Roman
period. Since literacy was supposed to have been rather high in
Athens, we are faced with the fact that pretty much anyone with an
interest in "advanced" knowledge in the 5th century would have had
access to it.
- 26e. "...especially as they are so absurd..." The final reminder
that Socrates does not accept these Presocratic cosmological theories.
- 26e. "...you do not believe in the gods and all." And a reminder
that Meletus sees Socrates as as much an atheist as he thinks of all the
other philosophers and Sophists.
- 26e. "...cannot be believed...even...by yourself. ...insolent and
uncontrolled." Socrates takes a moment to express his astonishment,
which is considerable, that Meletus would try and make this stick. The
charge is like a "riddle" or a joke, since Meletus must now reconcile
the charge of atheism with his very own accusation, which is going to
imply that Socrates does believe in gods, as the subsequent
examination will reveal.
- 26a-27b. Now we get the most merciless cross-examination from
Socrates. "...how we appears to contradict himself..." This makes
explicit the goal of all Socratic examination, to expose a
contradiction. "...you, Meletus, answer us...disturbance...proceed in my
usual manner." We are reminded again that Meletus doesn't want to answer
Socrates' questions and that the jury is restless with this procedure.
They probably did not expect that his "usual [/customary] manner" was
going to be so like himself and so little like the familiar courtroom.
- 27b. "Does any man, Meletus, believe in human activities who does
not believe in humans?" The entire line of questioning here is going to
be based on the principle that the existence and use of an adjective
implies that there are nouns, and so things, that have the attributes of
the adjective. First Socrates asks if anyone (anthrópôn, "of
men") believes in anthrópeia prágmata, "human affairs," who does
not also believe in anthrópoi, "men" or "humans." Here the Grube
translation has been altered recently, with "activities" replacing
"affairs" and with "humans" replacing "human beings," perhaps because no
word corresponds to "beings" in Greek, and because "men" would have been
politically incorrect.
Prágmata could mean either "deeds" or "affairs." "Affairs" is
more like the modern meaning of derived words like "pragmatic," while
"deeds" or "activities" may be more to the point for Socrates' argument.
There have been extensive alterations of Grube's translation in the
following passages, not all of them necessary or felicitous. The earlier
translation will often be given in brackets.
- 27b. "...make him answer, and not again and again create a
disturbance." Meletus doesn't answer, but the jury is causing trouble.
Socrates is perfectly willing to stand up to them and tell them what's
what. "...horses....horsemen's activities [or equine affairs]...
flute-playing activities [flute music] but not in flue-players?" Two
more sets of adjectives and nouns, but still no answer from Meletus.
- 27b. "No, my good sir..." Actually, Socrates says, "Oh best
(áristos) of men," with ironic exaggeration of Meletus' value.
"no man could..." Actually, to the question, "Is there any man,"
Socrates answers "there is not (ouk éstin)." "...I will tell you
and the jury." Actually, "you and these others." Again, nota
bene, Meletus won't answer, so Socrates answers for him.
- 27c. "Does any man believe in spiritual activities (daimónia
prágmata) who does not believe in spirits (daímones)?"
Strangely enough, Meletus actually answers, "No one" -- though again the
question and the answer are really "Is there a man..." and "There is
not." This destroys Meletus' accusation. Now he must admit that Socrates
believes in daímones, and it cannot be avoided, for Greek
religion, that this will imply gods also.
- 27c. "Thank you..." Socrates thanks Meletus for obeying the jury to
answer, but then he rubs it in by going over the point again. While
Meletus has responded that there is not a man who believes in spiritual
[things] without believing in spirits, when Socrates asks the same
question with himself as the subject, Meletus won't answer again. So,
again, Socrates answers for him, "I shall assume that you agree..."
- 27c-d. "...spirits to be either gods or the children of gods?" Now
that Socrates has established his belief in spirits, then he asks what
spirits are. His suggestion is that they are either gods or the children
of gods, which is not necessarily how we use the word now, but Meletus
actually agrees with this, "Of course (pánu ge)." These are
actually the last words spoken, and the last answer given, by Meletus in
the Apology.
- 27d. "...since I do believe in spirits, as you admit, if spirits are
gods... you speak in riddles and in jest..." Socrates draws the obvious
conclusion. "Spiritual" things imply spirits and, based on Meletus' own
belief, spirits imply gods -- or the children of gods. But then children
of the gods imply gods also.
- 27d. "...bastard children of the gods by nymphs or some other
mothers, as they are said to be..." A red flag in the world of Socrates'
discourse. He distances himself from the idea of bastards of the gods
with the key qualification, "as they are said to be."
Socrates is not saying it. As with his other careful
qualifications, this is a clue that he doesn't believe that there
are bastard children of the gods. That would be immoral; and to Socrates
the gods are not immoral. He has already mentioned this to Euthyphro and is
also aware that this constitutes an innovation in religion, for which he
might very well be criticized. In fact, it does not become an issue in
the Apology, since his accusers think that he is an atheist and
are probably unaware that his criticism of their religion is more
moralistic than atheistic.
- 27e. "...the young of horses and asses..." If Socrates believed
there were children of the gods but then did not believe in the gods,
this would be as absurd as to say, with one of his barnyard analogies
again, that mules exist but not horses and asses. Although apt,
the analogy seems a little unfortunate. Which are the horses and which
are the asses? Comparing the gods to asses may not convey quite the
right tone of reverence to the jury that Socrates would like.
- 27e. "...either to test us or because you were at a loss to find any
true wrongdoing..." Meletus, of course, would not ironically engage in
the Socratic project of testing Socrates. On the other hand, Socrates
has quite convincingly shown that Meletus has simply attributed to
Socrates what he thinks "all philosophers" believe, as Socrates said
about his reputation in the first part of the Apology.
- 27e-28a. "...one and the same man to believe in spritual but not
also in divine things, and then again for that same man to believe
neither in spirits nor in gods nor in heroes." Socrates sums up his
argument. This is an extensively rewritten passage in the recent
edition. Grube's original translation goes, "...one and the same man to
believe in the activities of divine beings and gods, and then again the
part of one and the same man not to believe in the existence of
divinities and gods and heroes." Neither translation shows quite what
Socrates says, since the first phrase has only the neuter plural
adjectivies (daimónia, "spiritual," and theîa, "godly,
divine") and the second phrase the plural nouns (daímones and
theoí, "gods"). This reflects the structure of the original
argument. The words "things," "activities," and "existence" do not exist
in the Greek text. The newer translation tries to reduce the supplied
nouns to a minimum, both in number and semantically ("things").
- 28a. "...prolonged defense..." Socrates has finished examining Meletus
and, in a sense, his defense is over. He is no longer going to talk about
the charges but instead reflect on his situation. "...unpopular...slanders
and envy of many people." In other words, Socrates still expects to be
convicted because of his reputation, regardless of his success in dealing
with Meletus. If he were really worried about the present charges and
accusers, he could proceed to examine Anytus and Lycon, but he doesn't.
Later (36b) he jokes that he might have gotten more votes, and even won
the case, if he had cross-examined them also. Indeed. But perhaps, we are
reminded, he doesn't want to win the case at all.
- Death
- 28b. "...ashamed...danger of death.." Socrates now turns to the peril
of death that he is in, since his accusers have already let it be known
that they want the death penalty for him. One might think that this is not
the time to talk about this. After he has been convicted, and the jury
will be voting on death or not, then he might consider his attitude
towards death. But to do it now, is this really relevant to the charges?
Is this really going to help? Of course not. Socrates is already telling
the jury that he doesn't care if they kill him.
- 28b. "...right or wrong... acting like a good or a bad man." Socrates
doesn't ask himself about life or death, just about right and wrong, good
and bad. A question many do not ask themselves -- like judges who
sentence people, even sick people, under outrageous mandatory minimums for
non-violent, victimless drug "offenses," knowing that they themselves
thereby do wrong, commit grave injustices, and act like bad men. But, they
reflect, they "have no choice." Trying to be good judges, they just end up
being good Germans, evidently unaware that blind obedience is not
what created America. A judge does have a choice. If he refuses to
participate in injustice, he will at worse be reversed, censured, or lose
his job. Since he is certainly a lawyer already, he can just go back to a
law practice. But when he has "no choice" but to participate in injustice,
the result is that the innocent have their lives destroyed, are assaulted
in some hell-hole prison, and are lost as the support of their families.
Rather than being men of conscience and honor, in the best traditions of
America, the judges accept being instruments of evil and injustice.
- Battle
- 28c. "...all the heroes who died at Troy..." Not many times in the
history of philosophy has the position of philosophers been compared to
that of warriors in battle. Socrates can do this because (1) he actually
was in battle, as he will shortly note, and (2) he actually is in danger
of death, with the clearly stated intentions of his accusers in the air.
His "investigation" for the god, at first just a pious and friendly
inquiry, has now become war.
- 28c. "...the son of Thetis..." This, of course, was Achilles, the
greatest Greek hero of the Iliad. In this passage, two things are
happening. (1) Socrates produces a paragon of fearlessness in the face
of death; and (2) Socrates is overlooking the moral ambivalence of myth
in order to cite this paragon. Achilles was certainly "contemptuous of
danger" in just the way Socrates means (with the help of being nearly
invulnerable to harm), but he doesn't quite pass the test Socrates has
just mentioned, about the important question of whether one is a good or
a bad man. Achilles was not entirely a good man, did not necessarily do
the right thing; but in thinking of him as good, noble, and righteous,
Socrates pursues his project of morally cleaning up Greek relgion and
breaking away from the fifth
characteristic of mythopoetic thought. Achilles must be seen very
selectively to do this.
Achilles seems to be a far less admirable character than
the Trojan hero, Hector, whom Achilles slays at the climax of the
epic. We see Hector lovingly interacting with his wife and infant son,
but the whole Iliad begins with Achilles storming off in a
pique after he is deprived of a female prisoner whom he has been
enjoying -- i.e. raping. This may sound like good Nietzschean morality,
but in actual practice, this kind of thing is pretty nasty stuff.
It is precisely Hector's role as husband and father,
depicted in his devotion to Andromache and their son, that
established his image as the premier defender of a peaceful
civilization. This role assured him moral superiority over Achilles,
who fought only to secure revenge and personal glory. [F. Carolyn
Graglia, Domestic Tranquility, A Brief Against Feminism, Spence
Publishing Company, Dallas, 1998, p.231]
Homer says, "I sing the wrath of Achilles," and the whole
Iliad, indeed, is about just what happens when Achilles gets
angry. First of all, he goes to sulk in his tent and doesn't fight
anymore. Without him, things do not go well for the Greeks, and the
Trojans are even breaking into the Greek camp. Achilles simply gets
ready to leave. But then his best friend, Patroclus, asks if he can
borrow Achilles' armor, to make the Trojans think that Achilles has
returned to the battle. Achilles loans the armor. But the Trojan hero,
Hector, is not fooled, fights, and kills Patroclus, stripping off the
armor. When the body of Patroclus is brought back to Achilles, does he
blame himself? Is there any mea culpa? No, Achilles is not the
kind of guy who will blame himself for anything. It is all Hector's
fault. So Achilles has some new divine armor made, and goes after
Hector, who has simply been defending his country against invaders.
Even the king of the gods, Zeus, who has more or less been planning
all this, is unhappy that maybe the the better man will lose; but he
holds up a curious pair of scales, and the fate of Hector "sinks down
to Hades." When Achilles kills Hector, he even insults and mutilates
the body. With the help of the gods, Hector's father Priam has to beg
for Hector's remains, and Achilles finally relents. The Iliad
ends with the funerals.
One might ask, "What was all that for?" The Iliad
doesn't seem to be about the Trojan War, just one incident. Nothing
about Achilles' Heel or the Trojan Horse is in it. Indeed, the
Iliad is just about one thing, how Achilles became immortally
famous, by killing Hector. We know that he will die because of that,
since he was prophesied to either live long and obscure or die famous
and young. And we know that he can only be killed by his heel, since
his goddess mother Thetis was holding him there when she dipped him as
an infant into the River Styx, the boundary of the Underworld. But
none of those details are in the Iliad.
Later readers of the Iliad have often sympathized much more
with the Trojans than with the quarrelsome, underhanded Greeks. Roman
readers of the Iliad did not hesitate to imagine themselves
descendants of the Trojans -- as in Virgil's Aeneid, where the
Prince Aeneas, saved from Troy by his mother Aphrodite, travels to
Italy and, anticipating Romulus, founds the Roman nation. There is
also a school in Southern California, the arch-rival of the University of California at Los
Angeles, where the student body is named after the warriors of
Troy. All this testifies to the moral ambivalence
of the mythic story. It is especially striking because, as the saying
goes, history is written by the winners, but the Greeks, who won at
Troy, ended up writing a history rather unflattering to themselves,
not to mention rather unflattering to the gods also. Such ambivalence,
so authentic and truthful to life, is the very thing that Socrates,
and some earlier philosophers, wanted to fix up. Perfectly good gods,
however, consequently lost most of their personality, and the later
perfectly good God, Creator of Everything, was then saddled with
allowing the evil that existed elsewhere.
- 28c. "...avenge...Patroclus, and you kill Hector, you will die
yourself..." Socrates quotes Thetis and refers to the details of the
story given above.
- 28d. "...given the wrongdoer his deserts..." Achilles, of course
sees Hector as the "wrongdoer" and cannot imagine that his own tantrum,
over losing the girl he enjoyed raping, is the principal cause of the
events.
- 28d. "...taken a position that he believes to be best, or has been
placed by his commander..." Socrates has staked his life on what he
thinks is best. This makes it sound like he is pretty sure, but he never
does give us the kinds of definitions, explanations, or justifications
of his own values that he was always demanding from others. Also,
although this makes Socrates a very autonomous agent, we see
exceptions to this. On the analogy of battle, Socrates is bound to obey
his commanders, about real ones he will shortly remind us. In practicing
philosophy, his commander is the god, whose business he is about.
However, his autonomy is preserved in his relation to the god because he
will not believe anything about the god unless it conforms to his own
ideas about what is good and right. Since the god never did give him any
direct instructions, this can be rather conveniently maintained. The
implied heteronomy,
however, concealed in the Apology, comes out rather forcefully in
the Crito, where Socrates says that he must stay and die in
obedience to the Laws. This has given aid and comfort ever since to
people who think that we owe everything, even our lives, to the State.
Such a view diverges somewhat suspiciously from the Apology,
where we already have a reason why Socrates won't leave the city:
he doesn't want to.
- 28e. "...Potidaea [432-430], Amphipolis [424] and Delium [424]..."
Battles immediately preceding or in the Peloponnesian War. Socrates was
no longer young (37) even at the earliest of these, and there are
stories about him behaving strangely, i.e. going into trances. Whether
he had begun his "investigation" or not, he was already becoming a
conspicuous character.
- 28e-29a. "...those you had elected to command..." Athenian military
offices were elective, and a commander could also be immediately
punished if he failed. If Socrates "..abandoned my post.." either in
battle, disobeying the generals, or in philosophy, disobeying the god,
"That would have been a dreadful thing." Such disobedience would have
made him guilty of "not believing that there are gods, disobeying the
oracle, fearing death, and thinking I was wise when I was not." A nice
combination of military and religious duties with Socrates' own
philosophical principles and convictions.
- 29a. "...to fear death...wise when one is not." A key point in the
text for Socrates' attitude about death. He does not know whether death
is good or bad. It might be the best thing ever, or the worse. So, not
knowing which, Socrates is just not going to worry about it.
- 29b. "...blameworthy ignorance...no adequate knowledge of things in
the underworld, so I do not think I have." Here we have a repetition of
Socrates' basic "human wisdom" claim, applied more specifically now to
the issue of death. He knows he is ignorant. It is noteworthy, however,
that Socraes is ignorant about the underworld. We don't have a
hint here of Plato's later notions, in the Phaedrus and
Republic, about a celestial afterlife. Socrates' religious
conservatism, already evident in his beliefs about the sun and the moon,
extends to the location of the realm of the death. This conservatism, of
course, has its limits, as it does not extend to the character of the
gods or, as we shall see, to the probable condition of the dead.
- 29b. "I do know (oîda), however, that it is wicked and
shameful to do wrong, to disobey one's superior, be he god or man." A
key explicit claim of knowledge, about which Socrates would have
thrilled to question anyone else. Socrates cannot maintain universal
ignorance while saying things like this. It sounds like he has to
know something "beautiful and good."
- 29b. "...rather than things I know to be bad." Since Socrates
doesn't know if death is good or bad, but he does know it is bad to
disobey the god, he will obey the god regardless of any risks this may
entail, even the risk of death.
- 29c-d. "Even if you acquitted me now..." A very long sentence, which
tosses out in passing one of the most provocative lines of the entire
Apology. Anytus said that the jury must execute Socrates, because
if he is not executed or, even worse, not found guilty, he will have
become a sensation and even more youth will flock to him and be
corrupted. Now, if the jury finds him not guilty, but on the condition,
with Anytus' statement in mind, that he "spend no more time on this
investigation and do not practice philosophy," Socrates says he will
simply ignore the verdict. Socrates goes way out of his way here
to provoke the jury. Does he really even need to mention a very
hypothetical condition? Is a 500 man jury really going to deliberate
among itself and come up with the condition that Socrates proposes?
Hardly. So why does Socrates propose it? Just, it seems, to challenge
the jury that he is going to do what he does, regardless of whatever the
jury decides.
- 29d. "I will obey the god rather than you" (peísomai dè mâllon tô
theô è hymîn). The bluntest statement in the entire Apology
of Socrates' willfulness, or autonomy, or transcendent, extra-political
loyalty, little and ineffectively qualified with "I am grateful and I am
your friend [philô, I love]..." This is still not the kind of
thing that judges like to hear from defendants. Indeed, someone who said
to a judge in court, "I will obey God rather than you," which is
something, for instance, that anti-abortion protestors might well say,
is not only likely to provoke self-righteous anger and summary "contempt
of court" jail time, but to be dismissed as an "extremist" who is
obviously outside the bounds of civilized and responsible behavior. The
anti-abortion protestors, after spending some time in jail, seem to have
given up on the civil disobedience approach, with some of them turning
to terrorism and fleeing from justice -- to be protected by
sympathizers. This is a shame, since civil disobedience, especially in
front of judges, it not outside the bounds of civilized and responsible
behavior. Martin Luther King, who very much practiced civil disobedience
in the name of God, in the foursquare American tradition of Henry David
Thoreau, who invented the whole idea, spent a great deal of time in jail
and thereby accomplished, as did Gandhi, his goal of
exposing the inhumanity of his enemies. One might wonder if the
protestors against abortion, upon the
morality of which reasonable persons can disagree, lost their conviction
in the inhumanity of their opponents.
- Politics
- 29d-30a. "..exhort you...point out to any one of you..." A long
passage in which Socrates represents what it is that he does when
encountering people. It is OK for Socrates to say now that this is all
what he meant, but it is not what he actually ever said to
people. "Are you not ashamed of your eagerness..." Socrates didn't talk
to people like this. He did not reproach them or exhort them; he always
acted like they knew just what they said they knew and could tell him
all about it. Socrates, with a characteristically ironic pose, became
the student of everyone he talked to. As with Euthryphro, he
is in character right to the end. The idea that he reproaches or
remonstrates with anyone is foreign to the uniqueness of his own
approach. "...best possible state of your soul..." Socrates may well
have been concerned with this, but his strategy was much more indirect
and was based on what people believed about themselves.
- 30a. "...young and old, citizen and stranger, and more so the
citizens because you are more kindred to me." Again, Socrates talks to
everyone, and this inevitably means non-Athenians as well as Athenians
in cosmopolitan Athens. It is important to make this clear, since some people accept the
practice of Plato, and the accusations of Socrates' enemies, that he
taught secretly, as actually true of Socrates. This section also
reveals, with many others to be sure, Socrates' citizenship and kinship
at Athens. This is worth noting because of the occasional bizarre
"Afro-centric" claim that Socrates was an African. The evidence for
that? Because Socrates was supposed to have had a "pug-nose," and the
Greeks said that all "Ethiopians" had pug-noses. The absurdity of such
reasoning, unfortunately, is characteristic, not just of such ethnic
myth-making, but of most of the product of politicized educational
theory and schools of education.
- 30a. "...the god orders me...no greater blessing for the city than
my service to the god." Something new here. Not only is Socrates obeying
the Oracle and conducting his investigation as part of the god's
business, but this enterprise is actually for the good of the
city. The product of Socrates' investigation is now supposed to be
the best state of the soul.
- 30b. "Wealth does not bring about excellence, but excellence makes
wealth and everything else good for men, both individually and
collectively." A rewritten sentence in the new edition. Grube's
translation originally said, "Wealth does not bring about excellence,
but excellence brings about wealth and all other public and private
blessings for men." The original translation is better, since ídios and demósios are indeed adjectives meaning "private"
and "public," not "individual" and "collective" -- though agathá
does really mean "goods" rather than "blessings." But both versions
error, I think, in the translation of areté, which would be much
better rendered as "virtue" here, rather than "excellence," since there
is a moral quality to this that "excellence" does not capture.
- 30b. "...if anyone says that I give different advice, he is talking
nonsense." Of course, it was more like Socrates wasn't given any
advice, except in his ironic and indirect way.
- 30b-c. "...whether you acquit me or not..." Socrates restates, even
more bluntly, the thrust of the previous passages, that he is going to
do what he does, regardless of what they say or do, even if they could
kill him many times. "Do not create a disturbance..." This sets off the
jury again. Presumably things are being shouted at him, but we are not
told what.
- 30c. "...to your advantage..." Socrates picks up the theme,
introduced above, of being a source of blessings to the city. It should
already be clear that this is not going to be through his positive
teachings, of which there are few. We have already seen that it may be
through the efforts of those he exhorts, or directs in his own unique
way, into worrying about their own virtue. If, however, someone became
virtuous and benefited the city in response to Socrates' investigation,
then presumably Socrates, in his ignorance, would no longer be wiser
than all others. Socrates holds out that possibility, even though his
wisdom remained safely superior in his own day, as it mostly would be in
ours too.
- 30c. "...you will not harm me more than yourselves." Socrates may be
a source, not just of blessings to the city, but of evils, though only
by being mistreated. This extraordinary claim is founded on some of
Socrates' typically paradoxical pet ideas.
- 30c-d. "Neither Meletus nor Anytus can harm me in any way...for I do
not think that it is permitted that a better man be harmed by a worse."
One of the more startling claims of the Apology. "Permitted"? By
whom? Presumably by the gods, as Socrates implies more clearly later
(41d). But how could any sensible person possibly think that good people
are never harmed? It happens all the time. "...certainly he might kill
me..." But Socrates decides, evidently because of his a priori
confidence in the justice and providence of the gods, that anything that appears to be harm must not
really be harm. This has a
major consequence later on.
- 30d. "...doing himself much greater harm... attempting to have a man
executed unjustly." This goes back to another one of Socrates' pet
ideas, that it is better to suffer evil than to do it. This would
make perfect sense for Plato, since suffering evil merely harms the
body, while doing evil harms the soul. Socrates may well think the same
thing, though he does not make that explicit here. It is also noteworthy
that, again, Socrates credits his accusers with an evil intention that
otherwise he finds hard to credit to anyone, since he thinks that no one
knowingly does wrong.
- 30d-e. "...defense on my own behalf.. but on yours, to prevent you
from wrongdoing by mistreating the god's gift to you..." A very ironic
reversal of Socrates' role. He no longer worries about his own fate, but
about that of the city. His defense now will be for the city, not for
himself. Just how seriously does he take this? His words and actions,
indeed, are always mixtures of his irony and of intense seriousness.
Later the irony retreats a bit and we get glimpses of complete
seriousness. "...if you kill me you will not easily find another like
me." Socrates' irony at new heights, since it is unlikely that the jury
would ever consider trying to find another like Socrates.
- 30e. "...as upon a great a noble horse which was somewhat sluggish
because of its size and needed to be stirred up by a kind of gadfly
(mýôps)." The most memorable and durable image of the
entire Apology, Socrates as a stinging horsefly. Indeed, the word
"gadfly" in English now is hardly used for its original sense of real
flies, but exclusively for the sort of "annoying person" (as Webster's
says), like Socrates, who bothers politicians and others with pestering
complaints or criticism.
This may tell us something important about Socrates'
personality. The way in which he stood his ground and provoked the
jury seemed arrogant to many people -- certainly to the jury. But was
Socrates really an arrogant person? Was he full of himself? This may
tell us. Would a Socrates with an inflated ego really compare himself
to a fly? I think not. This is a rather unpleasant sort of
creature, and the south end of a horse is also not a very pleasant
place to be hanging out. The sacred animal of Athena, and the symbol
of her wisdom, was the owl. A Socrates convinced of his own wisdom and
dignity might well have chosen that animal over an unplesant and
undignified insect.
- 30e. "...never cease to rouse each and every one of you..." No need
for irony here. He has roused them to the point of killing him.
- 31a. "...aroused from a doze and strike out at me...could easily
kill me, and...sleep on for the rest of your days..." The whole image of
the gadfly reinforces the notion that Socrates' "benefit" to the city is
not from his positive teachings. The fly doesn't have anything to say.
Instead, by his questions Socrates just stirs people up. Not everyone
understands the point of this, certainly Euthyphro didn't, and Socrates'
accusers are not interesting in figuring it out. But since Socrates'
questions were about goodness, virtue, justice, piety, etc., the point
was that people should really worry more about what these things are.
With greater understanding and greater wisdom, leading to real virtue,
the benefit for the city will be more tangible. "...unless the god, in
his care for you, sent you someone else..." The first hint of the ironic
threat that the god might "bless" the city with another annoying gadfly.
- 31a-b. "...neglected my own affairs..." Indeed, Socrates seemed
driven by an unusual sort of ambition, with no prospect of power,
wealth, or position. He did get, as the result of this, something rather
highly regarded by the Greeks, something that Achilles lost his life for
obtaining: fame. Socrates had no way of knowing just how
enduring his fame would be, but he would doubtless appreciate the irony
that the antipathy of his accusers, and the injustice of the Athenian
jury, would help create that fame in such a memorable form.
- 31b. "...approaching each one of you like a father or an elder
brother..." Here the irony gets the better of Socrates'. He may have
approached people with a benevolent intention, but no one would ever
mistake it for the ordinary advice of a father or brother. We have no
trouble imagining what Euthyphro's father and relatives said to him,
entirely appropriate in the circumstances, but Socrates' advice, however
obvious to a perceptive person, was delivered in a far more indirect,
confusing, and even frightening way -- Socrates' own analogy of seizing
Euthyphro like Proteus might
be enough to frighten anyone.
- 31b-c. "...charge a fee...some sense to it..." This should have laid
to rest the impression that Socrates' was a Sophist. His accusers could
not even have begun to make such a charge stick, while Socrates' poverty
was his own best witness. Xenophon tells us that Socrates' entire net
worth was only five minas, just enough for the "moderate" fee
charged by the Sophist Evenus.
- 31c. "...I do not venture to go to the assembly and there advise the
city." While Socrates has now claimed to be a great benefit, indeed a
gift of the god, to the city, he has nevertheless not bestowed this gift
in the customary and expected way, through political action. Now,
Socrates might just explain the good reasons for not participating in
politics, but this is not what he does at first.
- 31d. "I have a divine or spiritual sign... It is a voice, and...it
turns me away from something I am about to do..." What Socrates actually
says is "some divine (theîon) and spiritual (daimónion)
[thing] comes to me..." The word "sign" is not there, but, just as in
Meletus' indictment, we have neuter adjectives with no nouns. But we are
then told that it is a voice (phôné). So Socrates hears voices.
This doesn't sound good. Today the men in white coats might hustle him
off -- "Now, Mr. Socrates, we have drugs that will make those nasty
voices go away." Or, since people can no longer be committed just for
hearing voices, he might end up wandering around on the streets annoying
passersby with strange questions... Actually, that is what he
did! But, as these things go, Socrates' voice is pretty unusual. It
doesn't really tell him anything. He never quotes it. We never hear of
him having conversations with it. All it does is stop him. Why it stops
him, he has to explain for himself, as he does here. We know from
Xenophon that this is why Socrates did not really prepare a defense:
Whenever he would start thinking about it, his voice would stop
him.
History would be a lot poorer if anyone who ever heard
voices were simply dismissed as insane. The Prophet Muh.ammad, for
instance, at first simply heard a voice say, "Recite!" Later, he
believed this was the angel Gabriel (Jibrâ'îl in Arabic), and
what he was then given to recite was the Qur'ân, which means
"Recitation." Now, some might think that the world would actually be
better off without such religious revelations, but sometimes the
voices have a more immediate and practical application. France might
never have defeated England in the Hundred Years War if Joan of Arc,
the "Maid of Orléans," had not briefly led and inspired the
resistance. Nobody necessarily believed that angels were
telling her things -- such messages could just as easily be deceptions
of Satan -- but they did think it was possible. The test of
having her pick the king, Charles VII, out
of a crowd was thought to be effective because, if Joan had been
touched by the divine, she should be able to recognize the monarch, by
divine right, of France -- the kings of France always claimed their
throne directly from God, and never acknowledged the suzereinty of the Emperors or Popes. It is not hard to
imagine what would happen today if a teenage girl showed up at the
Pentagon or White House claiming that God had sent her to lead the
armies of America. This is no longer comprehensible.
- 31d. "...what has prevented me...and I think it was quite right to
prevent me." His voice always stopped him from participating in
politics, but, by merest coincidence, Socrates thinks that it was "quite
right" to do this. "I should have died long ago..." Socrates does not
even think he would have survived if he had gone into politics.
- 31e-32a. "...no man will survive who genuinely opposes you or any
other crowd (plêthos)..." When it comes to Socrates' attitude
towards the democracy, this doesn't sound too good. People who complain
about "crowds" or "mobs" (another meaning of plêthos) usually
would just as soon not have them in charge of things. So Socrates
clearly has a problem with the democracy at Athens. Does this mean that
he rejects it utterly, that he would just as soon have an aristocratic
government, more like Sparta? It doesn't look like it. Socrates does
have a problem with the democracy, but we learn exactly what that is.
His problem doesn't extend to the legitimacy of the whole. This issue,
again, is discussed separately elsewhere, but here we
see the evidence in the text. "...really fights for justice must lead a
private, not a public life if he is to survive..." The implied criticism
here is that politicians were often prosecuted for "giving the Athenian
people bad advice," or on trumpted up charges that could bring the death
penalty. This could be remedied, however, in the same way that is
implied below.
- 32a. "...deeds..." Socrates gives us two examples of his public
actions, though how they are each public is somewhat different. "...not
yield to any man contrary to what is right, for fear of death..." We are
reminded that this is still all about Socrates' lack of concern for
death in all his actions. "...commplace and smack of the lawcourts..."
Perhaps Socrates has momentarily forgotten here that he is actually in a lawcourt.
- 32b. "...never held any other office..." If Socrates never
particpated in politics, how in the world did he end up on the Council
(of Five Hundred)? Well, its membership was drawn by lot, so just
as an Athenian citizen Socrates was liable to be called up. "...our
tribe Antiochis was presiding..." As mentioned above, the
Presidency (Prytaneía) of the Council rotated between ten
committees, one for each Tribe of Athens. So Socrates was a Prýtanis when the case of the naval battle came up.
- 32b. "..try as a body the ten generals (stratêgoí) who had
failed to pick up the survivors of the naval battle." The "naval battle"
was the battle of Arguinusae in 406. This was the second to the last
battle of the Peloponnesian War (the last, of course, was Aegospotami). The
Athenians won, but it was a hard fought battle, with many ships sunk and
men in the water, and a storm was blowing up as night fell. The stratêgoí had to decide whether to risk the fleet, upon which the
fate of Athens rested, to try picking up the survivors and the dead, or
to leave the men and bodies in the water and beach the ships to protect
them. They decided to save the ships. When word of this got back to
Athens, the Assembly was furious, not just because the survivors had
been abandoned, as Socrates says, but because the dead had been
abandoned also.
This may be a bad example for Socrates to bring up, for
the Assembly was angry with the stratêgoí about the dead for
much the same reason that the jury is suspicious about Socrates now.
What the Greeks believed was that the dead needed to be properly
buried to have a chance at the afterlife. A proper burial meant that
the dead needed a coin in their mouth, to pay the Boatman,
Charon, who ferried the dead across the River Styx. Without the
coin, the dead would just wander on the banks of the Styx for ever.
What the Assembly suspected was that the stratêgoí didn't believe this and so didn't much care whether they recovered the
dead or not. Mentioning this, Socrates may remind the jury that they
suspected the stratêgoí of impiety, just like him.
- 32b. "This was illegal, as you all recognied later." The key
statement. The stratêgoí could not be tried as a body, because
such a procedure would allow the passions of the moment to overwhelm
considerations of justice. The law, therefore, was passed precisely to
prevent defendants getting railroaded through momentary anger.
- 32b. "...only member of the presiding committee [only one of the prýtaneis] to oppose your doing something contrary to the laws,
and I voted against it." Evidently, the vote of the Prytanes had to be
unanimous (another law) for action, so Socrates was holding things up,
and the Assembly turned against him. Fortunately, prosecuting Socrates
probably required another vote of the Prytanes, so that was not going to
happen while he was present. Later tempers cooled off.
- 32b-c. "...run any risk on the side of law and justice rather than
join you, for fear of prison or death, when you were engaged in an
unjust course." This is the payoff. The criticism that Socrates has of
the democracy is that the government of Athens, which largely means the
Assembly, does not observe what we now call the rule of law. The
law against trying the stratêgoí together was passed precisely to prevent the kind of the abuse that the Assembly
did want
to commit in this case. Socrates voted to uphold the law and effectively
prevent the abuse, and the Assembly nearly prosecuted him for it.
The principle of the rule of law is now commonly
misunderstood and misrepresented, usually by people who want to avoid
it and to transform it into its opposite. The proper idea is to avoid
the exercise of arbitrary authority, and to limit the extent of
authority itself. If those in power find their power limited, and
their jurisdiction restricted to only certain things, where they
cannot just operate at their discretion, then this is the "rule of
laws, not of men" -- where the law, not the will of the ruler, tells
people what they can and cannot do.
Although the abolition of the rule of law was characteristic of the
totalitarian regimes of the 20th century, fascist and communist, a
very similar desire for absolute and arbitrary power is a rot that has
crept far into the democracies. Thus, when judges, police, and
politicians say that the law and the Constitution mean whatever the
Supreme Court says they mean, and that everyone else must simply obey,
this is a fundamental violation of the rule of law, not an
affirmation of it, because creatures of the government are then able
to allow violations of the fundamental law, the Constitution, which is
actually supposed to limit them, and to protect the citizen,
with the citizen then left helpless against abuses that were supposed
to be prohibited. As Thomas Jefferson
already understood,
this principle puts the foxes in charge of the hen house and means
that any level of sophistry and dishonesty can be perpetrated, without
practical remedy, to expand the power of government.
What is now commonly called the "rule of law" is therefore really
its opposite, the principle of blind obedience to
authority. No one, indeed, thought that the true principle would
work all by itself. We must ask something rather like what Socrates
asked Meletus: Who has knowledge of the law to enforce it
in the first place? It will not enforce itself. Indeed. That was the
genius of the idea of checks and balances, that different
authorities would be jealous to limit each other's powers, and so
would enforce the law and the Constitution against each other. Already
in the Federalist Papers, Alexander Hamilton, who later began
planning the expansion of federal power, nevertheless argued that the
federal government would enforce the Constitution against the States,
and the States against the federal government:
Power being almost always the rival of power, the
general government will at all times stand ready to check the
usurpations of the state governments, and these will have the same
disposition towards the general government. The people, by throwing
themselves into either scale, will infallibly make it preponderate.
If their rights are invaded by either, they can make use of the
other as the instrument of redress. [Federalist Paper No. 28,
Alexander Hamilton]
It never quite worked out like this; for the Constitution did not
contain a mechanism for its own enforcement, the States never had a
formal means of checking usurpations of the federal government, and
the eventual claim by the Surpreme Court of final appeal in all
Constitutional cases simply delivered to the federal government the
coveted discretion of being the judge of its own powers. There
was no redress, for instance, against the Alien and Sedition Acts,
passed under John
Adams, which grossly and undeniably violated the First Amendment,
except to vote the Federalists out of power and repeal them. Luckily,
that is what happened, but it already revealed a grave flaw in the
system, which was not remedied when Adams' own Federalist Chief
Justice, John Marshall, claimed ultimate Constitutional authority for
the Supreme Court. The abuses piled up slowly but steadily, until by
now large parts of the Constitution and the Bill of Rights have been
informally repealed by mere judicial fiat, with the very idea
of civil rights,
which are supposed to preserve us from the power of government,
turned around to become just another means of expanding the
power of government. Indeed, the rule of law has been fundamentally
abolished when Congress has ceded to bureaucrats
the power to write regulations, often retroactively, that have the
force of law, "interpret" those themselves, and even judge defendants
in their own "administrative law" courts.
Neither Jefferson nor Madison thought that
Constitutional government would last forever. Certainly it hasn't. Nor
is it clear when the lessons of the collapse of the United States
Constitution can be applied to the reform of this, or any other,
government. But Socrates, in a sense, already understands in the Apology what is needed. Like Socrates himself as a
Prýtanis, someone must be in a position of authority with both
the power and the interest to enforce the law against the abuses and
usurpations of other authorities. We may say that Socrates was among
the first to do that, and know what he was doing. Now, instead, we
have forms of rule that George Washington
himself called "real depotism."
- 32c. "...when the city was still a democracy." Perhaps Socrates took
his criticism to actually discredit the democracy as a whole. If so, he
soon had a chance to throw his lot with more a more congenial crowd. The
Spartans defeated Athens and occupied the city in 404. They set up their
Quisling friends as the Thirty Tyrants. If Socrates were a sympathizer
of the Spartans and fundamentally disillusioned with the democracy, this
should have been just the ticket for him. It wasn't. He knew what these
people were like and wanted nothing to do with them.
- 32c. "...the oligarchy (oligarkhía) was established, the
Thirty summoned me to the Hall (thólos, Rotunda)... to bring Leon
from Salamis, that he might be executed." As is so dismally familiar
from the 20th century, tyrants begin murdering their political
opposition. "...many such orders to many people, in order to implicate
as many as possible in their guilt." A policy very familiar from the
20th century.
When the government of East Germany disappeared, and the
files of the Secret Police, the Stasi, were opened, it turned
out that no less than 25% of the entire country had, at one time or
another, voluntarily or involuntarily, been police informers. One
woman, who had been jailed as a dissident, on the basis of an
anonymous denunciation, had the chance, after the fall of the regime,
to see in the Stasi files who had denounced her. It was her husband -- a great way to get a divorce with custody of the
children, the house, no alimony, etc. I think a slightly less
one-sided divorce ensued.
Involving others in the crimes of the regime is insurance against
later retribution. The tyrants can always say, "Everyone was doing it!"
Thus, East German border guards were prosecuted for shooting, under
orders, people trying to flee to the Wes, but their superiors, who
ordered the shootings, seem to have escaped largely unscathed.
- 32d. "...not to do anything unjust or impious." The East German
guards, of course, didn't want to be shot themselves for disobeying
orders. They were acting under duress. With Socrates, no duress would be
effective. "...the other four went to Salamis and brought in Leon, but I
went home." So poor Leon, evidently, did get executed; but Socrates
ignored the whole business. "I might have been put to death for this..."
The Thirty, trying to get Socrates associated with their crimes, instead
turned him into an opponent. Logically, they would then have to kill him
too. But the Spartans left Athens, and the hated Thirty were overthrown.
So, when Socrates had the chance to get in good with the
Spartan sympathizers, he was no more interested in their politics than
we was in that of the democracy, but had to cross them nevertheless,
when they tried to involve him in their doings. The evidence of the Apology, then, gives us a good picture of Socrates' political
views. (1) He was not an overt enemy of the democracy, which we can
infer from his friendship with Chairephon; (2) he was not an
sympathizer of the Spartans, which we can infer from his
non-cooperation with the Thirty Tyrants; but (3) he did criticize the
democracy as not, in effect, observing the rule of law, which was a
perfectly apt criticism, and the basis of all subsequent efforts to
create "responsible" or democratic government.
The actions of Athens, after all, discredited democracy for
many centuries. Not only did Athens kill Socrates, but the democracy
had carried on in such a high handed way with the city's own allies, that a large part of Athens' defeat in the
Peloponnesian War was due to allies going over to Sparta. Unhappiness
with Athens had begun even before the War. The Treasury of the League
of Delos, into which contributions were originally paid to fight the
Persians, and which had been kept at the temple of Apollo at Delos,
was moved unilaterally by Pericles to Athens. Henceforth, the
contributions were treated as "tribute" to Athens, and Pericles soon
began spending them, not on the common defense, but on purely Athenian
projects, like the temples on the Acropolis. The allies, now the
subjects of Athens, of course, never liked this, but there wasn't much
they could do about it. Once the War started, however, they could go
over to Sparta. When Athens could recover such a defector, sometimes
the men would be massacred and the women and children sold into
slavery. After great defections to Sparta in 412, Athens very nearly
did the same thing to the great island of Lesbos. Fortunately, Lesbos
is rather far from Athens; and the day after the order was sent, the
Assembly sobered up and thought better of it. A galley was then sent
to countermand the order. It was at least 24 hours behind the original
messenger but made up most of the time in the passage and arrived
shortly after the unpleasant order was delivered. But it was really
too late to save the popularity of Athens, even with other Greek
democracies.
With Plato as an active critic of democracy, and the triumph of
monarchy in the Hellenistic period,
democracy seemed to have little future either in theory or in
practice. Much later, a government of mixed and mutually limiting
forms, a Republic, on analogy with the Roman Republic, came to
be admired and recommended by political writers like Niccolo Machiavelli.
In time, as limited and constitutional government grew organically in
England and elsewhere, it looked like these governments worked for the
very reasons that Republics had been recommended. Such a government
was then deliberately formulated in the Constitution of the United
States of America. Unfortunately, as the United States and other
governments became more democratic over time, the idea grew that the
democratic aspect was all that counted to have good government.
Rousseau's suggestion that the true Will of the People might not even
be known to the People later enabled some of the worst
dictatorships of the 20th century to call themselves "democracies"
(often redundantly as "peoples' democracies"). But it is not
democracy, just the rule of law, that is the foundation of just
government. Democratic institutions are just some among many that can
be used in a system of checks and balances to limit power and preserve
the rule of law. The situation, critique, and fate of Socrates are the
most sobering reminders of that.
- 33a. "...in any public activity I may have engaged in, I am the same
man as I am in private life." Socrates behaved in his rare political
involvement in the same way that he always behaved. But again, since the
way Socrates' behaves in public is well known to many people, the only
way he can be seriously accused of teaching atheism, etc., to students
is if he talks and acts differently in private that in public. The
following passage denies any such differences and returns to the topic
of his so-called "students" that he veered away from back at 23d.
- Students
- 33a. "...never come to an agreement...to act unjustly...nor with any
one of those who they slanderously say are my pupils." Socrates returns,
in midsentence, to the weakest part of his earlier defense. The very idea
that Socrates has students is to slander him, since he is not a
teacher in any ordinary sense. Indeed, "I have never been anyone's
teacher." "...young or old, desires to listen to me....never begrudged
this to anyone..." Since Socrates questions people in public, it is not
his business to drive away anyone from the crowd that it draws. So "young
or old" can follow him around.
- 33a. "...converse when I receive a fee and not when I do not." Not the
prinicple of a self-respecting, and solvent, Sophist. Socrates has already
denied taking fees, so this just reinforces that by the way. He is not a
Sophist.
- 33b. "...question the rich and the poor if anyone is willing to answer
my questions..." Socrates has already said that he questions "citizen and
stranger," so we have a pretty complete catalogue of who he is likely to
meet on the street, except women. We don't hear
about him questioning them, except in one story by Xenophon.
- 33b. "And I cannot justly be held responsible for the good or bad
conduct of these people, as I never promised to teach them anything and
have not done so." Socrates' most forthright treatment of his association
with people like Alcibiades, though he still doesn't name any names or
address the seriousness of their crimes. But this is, finally, to the
point.
- 33b. "...anything privately that the others did not hear, be assured
that is not telling the truth." A final denial by Socrates that he had any
private or secret teachings. An important point, and here properly
emphasized.
- 33b-c. "...people enjoy considerable time in my company? ...enjoy
hearing those being questioned who think they ae wise, but are not. And
this is not unpleasant (aêdés)." Socrates, of course, is fun. He is
witty and amusing. This is good entertainment, especially for anyone who
likes to see the pompous deflated, which is why Socrates attacks crowds
and followers. The seriousness of his purpose, however, for anyone who did
not already know him closely, is now revealed by a defense which is going
to get him killed. Someone who was witty and amusing but had no other
purpose in their practices could well scurry for cover, with profuse
apologies (in the modern sense), once accused to real crime. But, instead,
Socrates unfolds his mission from the god, which he takes seriously enough
to die for.
- 33c. "...enjoined upon me by the gods, by means of oracles and
dreams..." We haven't heard about the dreams. "...and in every other way
that a divine manifestation has ever ordered a man to do anything." This
gives the impression that there is a lot more to this than Socrates has
detailed. If he has been hearing his voice since childhood, and
occasionally even goes into trances in public, there may well have been
more to Socrates' relationship to the divine than we do ever hear about.
- 33d. "...some of them how have grown older...then some of their
kindred...if their family had been harmed by me." Now Socrates can ask if
any of the older and wiser youth whom he had "corrupted" want to testify
against him. Evidently not. Or, if they are still corrupted and under his
spell, surely their family members who are aware of that will want to
tesify. Again, evidently not.
- 33d-34a. "...Crito, my contemporary and fellow demesman..." Now we get
an interesting list of Socrates' friends, younger and older, who are
actually at the trial. Crito seems to be his best friend. Plato himself,
and his brother Adeimantus (who turns up in the Republic) are there
-- a nice way of telling us in passing that Plato's report of the Apology is his own eyewitness account. I think my favorite name
here is "Theozotides."
- 34a. "...others...surely Meletus should have brought in... let him do
it now; I will yield time..." Socrates gives Meletus the chance to produce
any witnesses, victims or relatives, of his corruption to testify against
him.
- 34b. "...the uncorrupted...have no reason to help me except the right
and proper one, that they know Meletus is lying..." In a modern court, the
whole case of Meletus, Anytus, and Lycon would be thrown out because they
do not have standing, they are not personally "victims" of Socrates
and, evidently, don't have any relatives who are -- they can't even get
"victims" to testify by a public solicitation of them (as in a "class
action" lawsuit). The only ground for their suit is the public good and
the interest of the state. In that respect, Socrates now should be
protected by the First Amendment, since everything he did would be
protected by freedom of speech and of religion. That, of course, is an
aspect of the rule of law. The Bill of Rights, unless it is shamelessly
distorted, or even ignored, both of which have happened, secures a
sphere of private action free of government interference or retaliation.
- Conclusion
- 34b-c. "...this...is what I have to say in my defense." Time to wrap up
the defense. Socrates then reflects on the nature of the defense: "Perhaps
one of you might be angry...when he himself stood trial...he begged and
implored the jury...brought his children and...family into court, to arouse
as much pity as he could..." If Socrates became so infamous because he was
entertaining, the irony here is that the jury is put off because in this
case Socrates has not been entertaining the manner to which they have
become accustomed. They like defendants begging and pleading. We do not see
a lot of this in trials now, since such appeals are not relevant to the
charges, but in Athens a defense might consist largely of such
supplications. Socrates, whether on principle or strategy, is simply going
to be himself, whatever the consequences.
- 34d. "...might feel resentful toward me...cast his vote in anger." This
will certainly be the case. "I do not deem there is, but if there is..."
There certainly is a large part of the jury that will vote against Socrates
just because he wasn't imploring them enough and was telling them how to be
a good jury.
- 34d. "I too have a household...three sons...of whom one is an adolescent
while two are children." So the seventy-year-old Socrates has two sons who
are still children. So Socrates has been busy at home, perhaps even into his
sixties. In light of Socrates and Plato's homoerotic comments, this is well
worth keeping in mind. Alcibiades complained that Socrates never had sex
with his young admirers. So we know who Socrates was having sex with
-- his wife. "...I will not beg you...by bringing them here." In mentioning
his "family," it is also noteworthy that, although he needs his wife to get
the sons, he passes over saying anything about her, even that she
exists. She was, of course, Xanthippe. We don't know how old she was,
when Socrates married her, or anything. About all we hear is of her
complaints. But, with a husband who didn't work, never brought home any
money, and kept getting her pregnant in his sixties, I think it would be
astonishing if she didn't have some complaints. We can imagine a
woman who was uncomprehending and unworthy of her great husband, but it also
seems that Socrates simply might not have included her in his
"investigation." He was traditionalistic enough in court not to mention her
in public -- women are
not public business -- and so probably was traditionalistic enough not to
include her in his professional life.
- 34d. "..not through arrogance...nor through lack of respect for you."
Since Socrates denies that he is acting out of arrogance, he is evidently
aware that his defense could be interpreted in that way. He is really more
respectful of the jury than they may deserve, since they should expect the
kind of defense he makes, and not the kind that they would rather see.
- 34e. "...my reputation and yours and that of the whole city..."
Socrates, indeed, has his own ideas about his own dignity, that of the
court, and that of the city. While the court doesn't seem to do very well,
the trial of Socrates is ironically a great tribute to Athens, just because
Socrates was allowed to make his defense, his friends were allowed to
witness it, and the record of it, produced by people like Plato and
Xenophon, became celebrated documents of Greek philosophy, and of the
history of Athens. As I have mentioned, defendants in American courts are
not allowed to make any defense they want, even when it is on so relevant
and significant an issue as the Constitutionality of the laws being applied.
Since the rule of law has been undermined, and the Supreme Court has
preempted final Constitutional interpretation, Thomas Jefferson's principle
that juries will
enforce the Constitution is now voided, and judges will not even allow the
argument to be put to a jury. Of course, things have not gotten so bad in
American courtrooms as in so many "judicial" proceedings in the 20th
century, when defendants are tortured into confessions, or allowed no
defense, or condemned for their opinions, or even for laughing or
affection, as political crimes.
- 34e-35a. "...generally believed...that...Socrates is superior ot the
majority of men." A very hypothetical assumption for the inference that such
a person, rightly or wrongly, should not behave so as to bring disgrace upon
himself. "...doing amazing things as if they thought it a terrible thing to
die..." Of course, defendants usually do think it a terrible thing to die.
"...and as if they were to be immortal if you did not excute them." A nice
touch. Socrates, who thinks he will die soon enough anyway, is well aware
that execution is not the only way to die.
- 35a-b. "...bring shame upon the city..." The dignity of the city is
compromised if people are allowed or rewarded for "pitiful dramatics" in
court. "...a stranger...would assume tht those who are outstanding in virtue
among the Athenians...are in no way better than women." The thing that
Socrates says that seems the most overtly misogynistic -- at least if that
is how to interpret him invoking the stereotype of women as
emotional and given to hysterics (from hystéra, womb).
- 35b. "...more readily convict a man..." Not too fair. As Socrates says
himself, the justice of the case should be the basis of the judgment.
Condemning something for their lack of dignity would be no better than the
jury condemning Socrates for his lack of deference.
- 35b-c. Indeed, this is what comes next: "...not the purpose of a
juryman's office to give justice as a favour...but to judge according to
law..." So the justice of the case is what should count. "This is irreverent
conduct for either of us." In other words, the oath is to the gods, to do
right, and violating it is no less than impiety.
- 35c-d. "...in a way that I do not consider to be good or just or
pious..." A nice list of the qualities upon which Socrates bases his
actions. It would be nice, after all, to ask him what these are in just the
same way that he asks others. "...especially...as I am being prosecuted..for
impiety..." He is not going to act in a way that he considers
impious, when he is actually being accused of impiety -- note that this all
still refers to his manner of defense. "...I would be teaching you not to
believe that there are gods..." That is, if Socrates did what he considered
impious, then he would have to act and believe as though there were no gods
to punish him, and his actions would bespeak this atheism. "...for I do
believe in them, as none of my accusers do..." Sometimes it is said that the
whole Apology is an ironic put-on and that Socrates never does
actually say he believes in the gods. But here we have the passage to refute
that. Nomízô unequivocally means "I believe." The curious thing is
what comes next, "as none of my accusers do.." Since Socrates acts like his
accusers know that they are prosecuting an innocent man, then they
know that they are behaving unjustly and impiously. The only way that they
would act that way is if they do not fear the punishment of the gods. But,
not gods, no punishment. So they must not believe in the gods. This, again,
passes over Socrates' own principle that no one knowingly does wrong.
Socrates' accusers, one way or another, think that they are doing something
just and pious.
- 35d. "I leave it to you and the god to judge me in the way that will be
best for me and for you." It isn't just that the jury is judging Socrates.
The god has a part, both to do what is best for Socrates, which may be to
die, and but also to judge the jury, who will have to face their own
consequences.
- Before the Apology picks up again, there is a hiatus in which the
actual vote is taken. Socrates is found guilty. To start what now we call the
"penalty phase of the trial," Socrates' accusers propose their penalty, which
they put at death. Now Socrates is supposed to offer an alternative for the
jury, which will decide between them.
- 35e-36a. "...not being angry...not unexpected..." Socrates does not really
say why he is not angry at the jury. The verdict could be entirely expected,
but he still could be angry at people for not doing the right thing. If he
forgives them for being ignorant, he doesn't say so. If the verdict was
expected, then Socrates deliberately made a kind of defense that he knew would
be ineffective. "...much more surprised at the number of votes....a switch of
only thirty would have accquitted me." Out of 501 jurors, this should mean
that there were 280 guilty votes and 221 not guilty votes. Taking 30 from the
280 and giving them to the 221 would get Socrates up to 251, a bare majority.
Pretty good, for so provocative and uncompromising a defense.
- 36a-b. "...cleared on Meletus' charges..." Since Socrates only
cross-examined Meletus, the closeness of the vote does not reflect well on his
answers. "...if Anytus and Lycon had not joined him...he would have been fined
a thousand drachmas for not receiving a fifth of the vote." A nice touch. The
unanswered accusers may have carried the day. A thousand drachmas is a good
fine for a weak lawsuit -- $15,000 in 1990 dollars, by the reckoning here.
- 36b. "...the penalty at death... What counter-assessment..? Clearly it
should be a penalty I deserve..." The problem is that, not being guilty,
Socrates doesn't deserve any penalty. Today, "unrepentant" defendants who have
been found guilty are often sentenced more harshly. If, however, they are
actually innocent, there is no moral reason why they should pretend to
be repentant. Socrates is not the kind of guy to pretend anything in a
situation like this. If the jury thought he was an affront during his defense
speech, they ain't seen noth'n yet.
- 36b. "...not led quiet life...have neglected...wealth, household
affairs...offices...clubs and factions..." Socrates gave up the ordinary goods
of city life to pursue his investigation. "...no use either to you or to
myself..." Again, we have the aspect of public benefit from Socrates' private
doings. "...not to care for...belongings before caring...good and wise as
possible...not to care for the city's possessions more than for the city
itself..." We get a detail of the private and public benefits of Socrates'
action, though, as noted above, it may have been hard to tell from what
Socrates actually did that all this is what he meant.
- 36d. "...some good..." Oh, oh. "...according to my deserts, and something
suitable..." We are headed for trouble here. Socrates doesn't deserve any punishment. For what he is really guilty of, he deserves a
reward instead. The jury is not going to like this.
- 36d. "...a poor benefactor who needs leisure...? Nothing is more
suitable...than...to be fed in the Prytaneum, much more...than for...a victory
at Olympia..." So, instead of death, public meals. This is not going to go
over well.
The "Prytaneum," Prytaneîon, is where the Prytanes met
and contained the hearth of Athens, sacred to Hestia, just as the
temple of the Vestal Virgins at Rome contained the hearth of Rome. The meals
here were an interesting institution. At Sparta, all the male citizens were
expected to eat at the common mess. At Athens, a representative group of
citizens were invited by lot to something that was then rather like the
family meal of the city. Others, like Olympic victors, might be honored with
a permanent seat at the meals. Someone so honored became a parásitos
-- our word "parasite." So Socrates is proposing that he be made a
"parasite" on the city.
- 36d-e. "The Olympian victor makes you think yourself happy, I make you be
happy." This must have been very perplexing to the jury, requiring the idea
that even if you think yourself happy, you may not be, while happiness may
depend on something else entirely. The Stoics would follow Socrates with the
proposition that happiness should depend entirely on virtue. Consequently, we
find the Roman Emperor Marcus Aurelius,
miserable and bereaved, trying to persuade himself that he is really happy.
- 36e. "...he does not need food, but I do." True enough. But if the jury
kills him, then he won't actually need the food.
- 37a. "..you may think...I speak arrogantly..." Again, Socrates is aware of
the effect he is having. But, like Luther, he cannot do otherwise: "I am
convinced that I never willingly wrong anyone..."
- 37b. "...a trial for life should last not one but many days..." It is a
little startling to realize that Socrates was tried and condemned all in one
day. Now, high profile murder trials, the only ordinarily cases that are now
"trials for life," can take many months. "...not easy to dispel great
slanders..." The only reason that the present charges against Socrates were
credible was because of the reputation he already had. In avoiding a more
forthright discussion of the "young men," Socrates actually didn't do the best
job in dispelling those slanders.
- 37b-c. "...I am not likely to wrong myself..." The very idea of a penalty
for what he does is ridiculous to Socrates. "What should I fear?" A question
perhaps importantly similar to Kant's "What can we hope?" Socrates has already
said that he does not fear death, "of which I say I do not know whether it is
good or bad.." But now we get other possbilities. "Imprisonment?" There was,
of course, not much of a prison system in ancient Greece. Socrates' objection,
interestingly, is that he would not want to be "subjected" to the magistrates.
The virtue of archaic corporal punishments, like whipping, however brutal, is
that they were actually over relatively quickly. Locking somebody up can be a
matter of years, and modern "humane" prisons have turned out to be vicious in
ways that even mediaeval dungeons were not. "A fine, and imprisonment until I
pay..." That doesn't help, since Socrates doesn't have much money. "Exile?"
This was a very common punishment in Greece, and relatively humane,
considering that the next state might just be a few miles away. Athens had
even had a special kind of "election," the Ostracism, where just anyone
could be voted into exile -- the name came from óstrakon, the piece of
broken pottery that was used to record a vote, as even the ancient Egyptians
had often used instead of expensive papyrus.
- 37c-e. "...so unreasonable to suppose that other men will easily tolerate
my company..." This is a noteworthy passage in light of the other reasons for
not going into exile that Socrates gives in the Crito. Instead of a
rather disturbing pitch for obedience, here Socrates' gives prudential
reasons: In exile, either he will talk as he usually does, or he won't.
If he does, he would probably get in the same kind of trouble that he has at
home. If he doesn't, then the disappointed "young men" will get him driven
out. "It would be a fine life at my age..." Passing from city to city -- not
unlike a Sophist, actually -- is no life that Socrates wants.
- 37e-38a. "...will you not be able to live quietly, without talking?" An
important section. Why can't Socrates just shut up? Hasn't he done this long
enough? "...impossible for me to keep quiet because that means disobeying the
god, you will...think I am being ironical (eirôneuómenos)." While the
Greek word can just mean "to dissemble," we can tell from this that the
modern, subtle meaning of "irony" in fact goes back to Socrates himself, who
here uses the word about himself. Socrates' manner does make it possible that
not everyone is going to pick up on what he really does believe and what he
doesn't. Even modern commentators have not taken his "mission from the god"
story in the Apology seriously. And if it really did figure in
Socrates' defense, as Plato has it, then the evidence of Xenophon's Apology would seem to indicate that it just didn't register with many
of those hearing it. But Socrates' relationship to the god has several
dimensions, as we see in the question of an easy death, such as Socrates
seeks, through the "sweet shafts," aganà bélea, of Apollo.
- 38a. "...the greatest good...to discuss virtue...and those other
things...you will believe me even less." As we saw in the earlier passages
about the beneficial nature of Socrates' mission, here we find that examining
goodness, justice, beauty, and the other things that Socrates asks about is
"the greatest good." Just as an aside in this sentence, however, we find the
most famous statement in the Apology: "...for the unexamined life
is not worth living for a man (ho dè anexétastos bíos ou biôtòs
anthrópô)." It should be noted that the Greek word bíos means a
"way of life" rather than just biological life (as used in the modern word
"biology" itself). Also, Socrates uses anthrópos, "man, human being" (Latin homo), rather than anér, "man, male" (Latin
vir) --
though, not being Plato, he probably is not thinking about an unexamined life
being similarly not worth living for a woman. More importantly, what is
translated here as "worth living" is just one word in Greek, biôtós, "to be lived, worth living." A concise English equivalent might
be "liveable": "The unexamined life is not liveable for (a) man."
This famous statement, curiously, is actually not explained in
its context. Whether a life is "worth living" or "livable" is a different
issue from whether it is commanded by the god or even is the greatest good.
After all, many people find the task of doing their duty or doing the good
oppressive and unendurable. So why would quiet really be unlivable for
Socrates? We have, perhaps, already seen the answer. The "greatest good"
sounds rather like the "human and social kind of excellence," and Socrates
himself has claimed to possess "human wisdom." If "human wisdom" is the best
we can do, because only the god is really wise, then Socrates' investigation
is itself the "human and social kind of excellence," which means it is
the perfection of being human. The cows in the pasture do not ask
each other about the meaning of life -- except in Gary Larson cartoons. Only
human beings ask questions about being and value, or anything. So if
Socrates had to be quiet, this could mean ceasing to be human. That
would be unendurable to someone who has come to appreciate the uniqueness of
human abilities.
- 38a-b. "If I had money...penalty at the amount I could pay, for that would
not hurt me." Of course, a fine is supposed to hurt, since it is a
punishment! "...unless...at the amount I can pay, and perhaps I could pay you
one mina of silver." This, according to Xenophon, would be a fifth of
Socrates' entire net worth, or $1500 in 1990 dollars. Although this is better
as a penalty than free meals at the Prytaneum, it is way too little, too late
as a sign of contrition or a serious proposal.
- 38b. "Plato here...bid me put the penalty at thirty minae [$45,000], and
they will stand surety..." Again we hear of Plato. This sounds like a real
fine, but it hardly seems like something to impress the jury. "Oh, my friends
will pay." That is no punishment of Socrates. It may even irritate the
jury as much as the "free meals" proposal.
- The jury votes to put Socrates to death, evidently by a larger margin than
they had to find him guilty. This means that some who voted "innocent" have
now turned around and voted "death"! Such was the power of Socrates'
counter-proposals! Clearly, his friends wanted him to live, even at their own
expense, but it hardly looks like he was quite as interested in such an
outcome. With the trial actually over, what Socrates says next is not a formal
part of the proceedings. There is evidently some paperwork to be taken care
of, so he takes the opportunity to say some more to the jury.
- 38c. "...the sake for a short time...the reputation and the guilt...of
having killed Socrates..." Indeed, the infamy of having killed Socrates was
not forgotten, ever. But, with suitable irony, it did not ruin the fortunes of
Athens. The reputation of Socrates as a wise man was established, but then
Athens, even by killing him, borrowed his glory.
- 38c. "...my age...advanced in years...close to death." How "close to
death" is Socrates? Is this just an actuarial expectation, or does
Socrates feel some real infirmities? We are not told. He seems vigorous enough
to have given a speech like this.
- 38d-e. "...to those who condemned me...lack of such words... lacked not
words but boldness and shamelessness..." Letting the "death" votes know, as he
had said already, that he was not going to give them what they wanted from his
trial. "I would much rather die after this kind of defense than live after the
making the other kind." He knew what the cost could be, but debasing himself
for their entertainment was intolerable.
- 38e-39a. "...on trial or in war...escape death by throwing away one's
weapons and by turning to supplicate one's pursuers..." We are reminded of the
detailed comparison of Socrates' situation to battle. As a philosopher,
Socrates is more in the school of the Spartans at Thermopylae, fighting to the
death.
- 39a-b. "...not difficult to avoid death...more difficult to avoid
wickedness, for it runs faster than death. Slow and elderly...I have been
caught by the slower pursuer; whereas my accusers, being clever and sharp,
have been caught by the quicker..." A wonderful image. Old, ugly, stumpy
Socrates, waddling along, is overtaken by death. His young, sharp, and
probably good looking acusers, too clever for their own good, are overtaken by
their own wickedness.
- 39b. "...condemned to death by you, but they are condemned by truth to
wickedness and justice." Having lived his life, or even a couple of lives,
death is a small loss for Socrates. For someone to have been condemned by the
truth, however, would be much worse. We have seen in our century, however,
that the wicked often do all they can to keep the truth from getting out.
Socrates' day in court is the most enduring tribute imaginable to such liberal
spirit, in ancient form, that the democracy at Athens was able to boast.
Today, lies are the stock in trade of government and academia, even in the
democracies, and a lone dissenter, however worthy, is easily ignored. Socrates
would have little to complain about the durability of his fame, however easily
distorted in popular presentations.
- 39b. "...had to happen...it is as it should be." A little fatalism goes a
long way, though Socrates has brought upon himself his fate quite
deliberately.
- 39c. "...prophesy to those who convicted me...when men prophesy most, when
they are about to die." What the Greeks thought, indeed, is that those near
death can simply see things that others can't. They are closer to the next
world. This notion is still around. It even turned up in an eposide of the
television series, The X Files, where people were having visions of
those recently murdered. Agent Mulder explains that this happens to those near
death themselves. Disturbingly, Agent Scully, recently diagnosed with cancer,
herself has some of the visions of the recently dead.
- 39c-d. "...vengeance much harder to bear...more people to test
you...younger and you will resent them more..." A prophesy in one sense well
fulfilled. Athens became the very center of Greek philosophy, already in
Socrates' time, but also for the future all the way until Plato's Academy was
closed in 529 AD. All through the Hellenistic and Roman
periods, only Alexandria and, for a while, Rome itself came anywhere near
competing with Athens as a center of learning. So "more people" definitely
followed in the footsteps of Socrates. However, with fine irony, there was
little resentment about this. Philosophy made the fortune and fame of Athens,
which became a kind of company town for all the Schools whose names are now
part of ordinary modern language -- Academics, Peripatetics, Hedonists,
Cynics, Stoics, Epicureans, etc. This, the beauty of the Acropolis, and the commercially advantageous location hallowed Athens, to the point where the
modern capital of Greece can hardly be
imagined anywhere else -- Thessalonica had been the Roman capital of the area
and the second city of mediaeval Romania.
- 39d. "...not to discredit others but to prepare oneself to be as good as
possible." The fault is so easily found in others, in class, race, or
religious enemies, of which we have seen so dismal a catalogue in the 20th
century.
- 39e. "..during the time that the officers of the court are busy..." Our
only clue why Socrates is able to make his final remarks.
- 39e-40a. "...those who voted for my acquittal...stay with me awhile...as
being my friends, I want to show the meaning of what has occurred." Now we get
Socrates' most heartfelt thoughts about his own, condemned, situation. In one
sense, this is the supreme moment of the Apology.
- 40a. "...surprising thing...my familiar prophetic power, my spritual
manifestation..." An extensive rewrite of the translation. Grube originally
had "my usual mantic sign," now expanded into two phrases. The Greek phrase is hê (the) eiôthuîá (accustomed) moi (my) mantikè (mantic) hê (the) toû (of
the) daimoníou (of spiritual). Eiôthuîá is just a perfect feminine
participle, from éthô, "to be accustomed," where we get words like
"ethos" and "ethics." "Mantic" is the Greek word, but "prophetic" or
"oracular" are reasonable translations. But Grube did leave out toû
daimoníou, which posed the same problems, lacking a noun, that we have
been noticing all through the Apology. It is Socrates, not just his
accusers, who leaves out the nouns. But in this case, with all the feminine
adjectives, we may guess that one missing noun is actually "voice," phôné. The word Socrates uses for "sign" is neuter.
- 40a. "...frequently opposed me, even in small matters, when I was about to
do something wrong..." His voice often stopped Socrates. Notice, it is his inference that it has done this because he was about to do
something "wrong." The voice did not explain things. Socrates has to supply
that. A basic explanation is that he is being prevented from doing wrong. This
is fundamental in what comes next.
- 40a. "...now...I was faced with what one might think...to be, the worst of
evils, my divine sign (tò toû theoû semeîon) has not opposed me..."
Here we get a noun, in fact two, but one has been translated as an adjective.
Socrates says "the sign (sêmeîon) of the god (toû theoû)."
"Divine" conceals the fact of Socrates' statement that the sign, indeed, is
from the god.
- 40a-b. Since the sign has not stopped him "when I left home," "when I came
into court," or "at any time...during my speech," Socrates must infer that he
was never doing anything wrong. "What has happened...may well be a good thing,
and those of us who believe death to be an evil are certainly mistaken." So
his voice is not just preventing him from doing wrong but preventing bad things from happening to him. So, now condemned to death, death
must be a good thing.
- 40c. "...it is impossible that my familiar sign (eiôthòs sêmeîon)
did not oppose me if I was not about to do what was right (agathón, a
good thing)." So Socrates knows that death is good, but he still doesn't know
just what it is. That, and this inference itself, is something that he is
going to have to supply for himself. This is one of the most enduring
qualities of the Apology, that at this point Socrates is in no
different a situation than we are. The possibilities that he lays out are
still before us. In this respect, the human condition has not changed at all
in two thousand years.
- 40c. "...there is good hope that death is a blessing, for it is one of two
things..." Most of the rest of the text deals with these two possibilities.
"either the dead are nothing (mêdén) and have no perception of
anything..." The word here is the same as in the Delphic Precept, mêdèn
ágan, "nothing too much," or "Nothing in Excess." This is what people
normally fear the most about dying -- becoming nothing. Interestingly,
Socrates does not advance the kind of argument that Parmenides, would have
suggested, that the word "nothing" is self-contradictory and meaningless -- or
a similar argument that something cannot become nothing, the view of the Bhagavad Gita. Instead, Socrates
accepts the possibility of the nothingness, and deals with it.
- 40d. "...lack of perception, like a dreamless sleep, then death would be a
great advantage... that night during which a man slept soundly and did not
dream, put beside it the other nights and days of his life, and then see how
many days and nights had been better... not only a private person but the
great king would find them easy to count..." A dreamless sleep is without
worry or suffering. Even the Great King (mégas basiléus), the King of Persia, would be
happier with such dreamless sleep than with most of the other things that go
on in life, waking or dreaming. This is a striking thought when compared to
the theory of the Mân.d.ûkya
Upanis.ad, where dreamless sleep is a higher consciousness, more real,
and pure bliss (ânanda) compared to waking or dreaming
realities. That is what we get from a Parmenidean-like move, where what seems
at first to be Nothing actually turns out to be Being itself.
Socrates, indeed, does not need to go into that kind of metaphysics to reflect
that dreamless sleep is untroubled.
- 40e. "...all eternity would then seem to be no more than a single night."
This raises questions about time itself that are beyond the best metaphysics
in the history of philosophy. Having existed, and then become nothing, is the
rest of time just infinite? If time ends somehow, or is closed into a loop,
what happens to all that has ever been? Does our own existence come back up,
in an "eternal recurrence" (like in the Pyrthagoreans or Nietzsche)? There is
little that either metaphysics or physics has settled about all this.
- 40e-41b. "...if, on the other hand, death is a change from here to another
place, and...all who have died are there, what greater blessing..." An
afterlife also sounds good, which is what people still tend to believe.
"...true judges..." Socrates can also hope for a more responsible hearing from
the "demi-gods" (hêmithéoi, half-gods), as well as meeting all the
famous people of history, and those unjustly convicted like him.
- 41b. "Most important, I could spend my time testing and examining people
there, as I do here, as to whom among them is wise, and who thinks he is, but
is not." What a prospect! The Athenians go to all this trouble to get rid of
this guy, and then, years later, they die and go to the afterlife, and there he is, doing all the
same stuff! This is about the
cleverest threat that anyone has ever made.
- 41c-d. "It would be an extraordinary happiness to talk with them... In any
case they would certainly not put one to death for doing so. They are happier
there than we are here in other respects, and for the rest of time they are
deathless, if indeed what we are told is true." A revealing passage; for, in
the classic forms of Greek mythology, this is mostly not "what we are
told is true."
In Homer, the dead are miserable, and even "without sense or
feeling." In the Odyssey, Odysseus makes a blood sacrifice to call up
the dead and give them enough rationality that he can talk to them. One of
the spirits he talks to is that of Achilles, whom he assumes is as honored
among the dead as he was among the living. But Achilles disabuses him:
he would rather be farming a small plot among the living than be king
of the dead. The irony of this is bitter indeed, since the entire Iliad was about how Achilles gained fame at the cost of his life. Now
he says it wasn't worth it. Most other ancient peoples shared this
idea, as we see in the Epic of
Gilgamesh, or even in the Bible, where Sheol doesn't sound
too promising. Only the Egyptians held out a hope that the afterlife could
be as good or better than this one.
Socrates says that the dead are "happier" (eudaimonésteros) and
"deathless" (athánatos). In Homer, these are more like attributes of
the gods, not of humans, whether dead or alive. Where does
Socrates get this stuff? Well, there was a source. Perhaps from Egyptian
influence, there was a movement in Greek religion that did promise a
happier afterlife -- real life, not just the miserable shadow existence of
Homer. These were the "mystery" cults or "mystery religions." Initiation
into the "mysteries" conveyed immorality. Later, they would be proper
independent religions -- Isis, Mithraism, and Christianity itself. In
Socrates' day, the Greek cults were integrated into Greek religion. The most
famous was in Athenian territory at the temple of Demeter at Eleusis:
the Eleusian Mysteries. We do not know if Socrates was an
initiate or not. If he was, he certainly would not say much about it. At
Athens, riots sometimes started when theater goers thought that some play
was divulging Secrets from the Mysteries. The Secrets, indeed, were kept so
well, that no full account of them survives, not even from Christian writers
who would have had no scruples about exposing pagan blasphemies.
So when Socrates says, "what we are told," he may actually have been told
something of the sort. He certainly would not consider the Homeric
possibility, since death then would be bad rather than good. And he did decide that death was good. But what about the gods? To be happy
and deathless is about all that distinguished the Homeric gods from humans.
But Socrates has already introduced something else. His gods are good and
wise, unlike Homer's often mean and foolish deities. So now the dead may
be happy and deathless, but they still can only have "human wisdom" and
remain distinct from the gods themselves.
- 41d. "...good hope as regards death...a good man cannot be harmed either
in life or in death, and that his affairs are not neglected by the gods." A
final statement of Socrates' peculiar idea that the good cannot be harmed,
though here with the implication that this is guaranteed by the gods, who
watch over us -- as Socrates certainly felt watched over himself, by his
"sign." This all by itself would imply that death is a good thing, since death
happens to good people as well as bad.
- 41d. "...not happened of itself, but it is clear to me that it was better
for me to die now and to escape from trouble." We are not told what the
"trouble" is. Looking at Xenophon's Apology, the trouble may just be
the debilities of old age. Socrates does not want to become senile and lose
his faculties. From Xenophon's point of view, this seems to be the whole story
of the Apology. Clearly, Plato was more interested in Socrates acting
out of his characteristic convictions rather than merely provoking the
jury because he wanted to die and get it over with. So the "trouble" may be
the remaining clue that, after all, Socrates did not want to live too long. It
does not detract from Socrates that he had humble and human motives behind his
performance, and not just the grand purposes of displaying the "human and
social kind of excellence."
- 41d-e. "So I am certainly not angry with those who convicted me, or my
accusers." Just because they haven't really done him any harm, not because
they thought they were doing what was right. "Of course, that was not their
purpose when they accused and convicted me...for this they deserve blame." No
unusual theories about moral will here. They did not mean well and they are
conventionally blameworthy for it.
- 41e. "This much I ask from them: when my sons grow up, avenge
yourselves by causing them the same kind of grief that I caused you..." An
extraordinary request, for his accusers to continue Socrates' own
investigation! They are not likely to do this, even as vengeance on Socrates'
own sons. "Reproach them as I reproach you..." Such an ironic request at least
rubbs it in that Socrates wasn't doing anything wrong. It wouldn't bother him,
in fact it would gratify him, for others to do it as well. "If you do this, I
shall have been justly treated..."
- 42a. "I go to die, you go to live. Which of us goes to the better lot is
known to no one, except the god." Here the inferences about the afterlife are
set aside. We are back to "human wisdom," with only the god knowing the truth.
History of Philosophy
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