Introduction to Colonization

Colonization in the New World


Most historians of US history divide their subject into periods. There are several different schemes. The following one is representative.

Six Periods of American History, 1600-1865  

1
1607-1680

Colonialism
&
Settlement

2
1680-1750

Population Growth and Economic Development

3
1750-1783

Imperial Crisis, War,
and Revolution

4
1783-1800

Counter-
Revolution and Nation-
Building

5
1800–1845

Consolidation
and Division:

The Creation of a National Society

6
1845–1865

Coming of the Second American Revolution

Within this periodization, there is usually a geographic division: Southern colonies, New England, and Mid-Atlantic.


This is a useful division of the material and one that we will follow to an extent, but it is good to be mindful of what this leaves out:

As we have mentioned before it ignores the long baseline of aboriginal occupation. This is the material we started to cover in chapter one.

Discovery and Exploration

Columbian Exchange

It ignores the fact that the Spanish were in the New World for hundreds of years, that they occupied lands that subsequently were taken and incorporated by the US, that they developed distinctive adaptations to the ecology and the cultures they found here. Land tenure, water law, cattle ranching, horses for Plains Indians, regional foods, religion, and cultural identity for Mexican and Native peoples were changed and shaped by the Spanish presence and these influences are important today throughout much of the country.

It ignores the French, Dutch, Swedish Colonies and the British activities in Canada and the Oregon country, and the Russian exploration in the far northwest.

Ex. Charter of the Dutch West India Company : 1621

It ignores the differences between how Spanish, French and English colonialists interacted with native populations and the impact that had on settlements, conflicts, and ecosystems. For example, what changes occurred in the Ohio valley between the French and the British colonial occupations? Or, what impact did the Spanish suppression of Pueblo Indians have on Navajo cultural identity in the Refugee period that occurred after the Pueblo revolt? 

These areas of omission from standard US histories are all part of the history of the US and are important in their own right - just as deserving of study as the history of the 13 original British colonies. Interestingly, with all the activity in US History, much of this non-British history has yet to be written. There are still opportunities for those of you who want to become historians to make your mark.


The periodization also tends to ignore what was happening elsewhere in the world.

Significantly there was a population boom in Europe, massive inflation at different times in different countries (notably Spain and Portugal), the rise of English and French empires, rise of capitalism, shift to a cash economy,  the enclosure movement where public lands were privatized, prolonged and bloody religious wars, the scientific revolution and the Enlightenment. There was a political revolution in England and, at least for a time, the imposition of a military dictatorship under Cromwell there. All of these events had an impact on European colonization of North America.

Population Change in England, 1500-1700

It is important to keep these world-wide events in mind as we direct our attention to the English colonies in North America. It is helpful to contrast 

Three Areas of English Colonization 

Region

Colony (Model)

Year

Themes

South Virginia

Virginia
Maryland
Carolina (North & South)
Georgia

1607 Tobacco
Slavery
Plantation
Republicanism
New England Massachusetts Bay

Maine
New Hampshire
Vermont
Massachusetts
Rhode Island
Connecticut

1630 Salvation
Puritanism
Town, Church, & Community
Covenant
Mid Atlantic

Pennsylvania

New York
New Jersey
Pennsylvania
Delaware

1682 Quakers
Trade
Urban Commerce
Individualism

 


Unlike the pre-Columbian era which has few primary historical documents (but much archaeological evidence) there is a vast amount of material available on colonization in the New World. The volume can be overwhelming. 

Pick and choose things that interest you from the primary and secondary sources. Share what you find with the class on the discussion board.

The English first explored the New World in 1497 (John Cabot, Giovanni Caboto, explored England). Why did it take them another 100 years to found the first colony at Roanoke?

The story of Roanoke colony is particularly interesting. Look at the primary documents for the 1500s and at the Virtual Jamestown  website and elsewhere.

Look at the contracts and charters setting up the colonies. See how the purpose and the governance of the colonies changed over time. 

Follow the stories of Pocahontas, William Penn, Ann Hutcheson, Hannah Dustan, La Salle, Jacob Leisler, and others. As you browse through the documents and essays, think about what kinds of people these were. What did they believe? What were their aspirations? What were their expectations? How did things change over time?

Follow the disputes between Native, French, English and Spanish peoples as they struggled for control. What is sometimes referred to as the French and Indian War, though an echo of the imperial world war raging elsewhere, was a long and sometime terrifying series of conflicts.

 

The Imperial Wars, 1689-1763

European Name

American Name

Dates

Peace Treaty

War of the League of Augsburg   

King William's War

1689-1697

Ryswick

War of the Spanish Succession

Queen Anne's War

1702-1713

Utrecht

War of Jenkins's Ear

 War of Jenkins's Ear

1739-1748

 

War of the Austrian Succession

King George's War

1744-1748

Aix-la-Chapelle  

Seven Years' War

French and Indian War

1756-1763

Paris

 

In the years from 1607 to 1776 colonists went from fortune hunters to the founders of a new country, from British to American, from a belief in the divine right of kings to a belief that all men are created equal (though not yet women, Blacks, Indians or Catholics). As you study, be mindful of changes in attitudes about authority, freedom, equality, democracy, and religious tolerance that begin to occur in this period.


I Bondage and Freedom in the Colonial South

The earliest colonists were particularly ill suited to making a living in the New World. They mostly wanted to quickly make their fortunes and return to England. Most significantly, early on, the southern colonies were a killing ground. Mortality rates were very high, mostly from disease. The colonists were not good at getting along with the natives. They antagonized them in many ways, for example by capturing them and holding them for information and for ransom.

  

 

 

Links to the Instructions for the Virginia Colony (1606)

The Virginia Company was formed with a charter from King James I in 1606. The Company was a joint stock corporation charged with the settlement of Virginia. It had the power to appoint the Council of Virginia, the Governor and other officials, and the responsibility to provide settlers, supplies and ships for the venture. The initial reaction to the Company was favorable but as the mortality rate rose and the prospect for profit grew dim, the support for it waned. The leadership resorted to lotteries, searching for gold, and silkworm production to increase profits. The charter was finally revoked in 1624 and Virginia became a Crown colony, largely as a result of the Indian Massacre of 1622.


Tobacco and The Chesapeake: Model for the Southern Colonies  

  • Plantation Society organized into isolated, staple producing settlements.
  • Dependent on bound labor: Indentured Servitude (to late 17th C) and Chattel Slavery (from late 17th C)
  • Dependent on outside sources of capital, manufactures, shipping, even food

The Indenture Contract in 17th Century Virginia  

In return for passage to Virginia:
  • 7 years of labor and, by convention, an expectation of loyalty from the servant to the master
At the end of the term, master agrees (in indenture) to supply servant with "Freedom Dues":
  • Suit of clothes
  • Tobacco seed
  • Perhaps some tools
  • Perhaps (unlikely) a small parcel of land

This looks good on paper but few indentured servants survived the seven years of their contracts. 

 


Mortality Compared:

The South and New England in the 17th Century


To improve recruitment among the poor in Britain, additional incentives were offered:

 

Sir Edwin Sandys' 1618 "Reforms"

of the Virginia Company

  • Private Property

  • Headrights: Incentive to settlement/immigration

50 Acre Bounty to any person who paid the passage to Virginia for a settler or laborer

  • House of Burgesses set up: Representative Government for Landowners


Demography [Mortality] of Seventeenth Century Virginia,  I

Slavery did not become important to the colonial economy until the mortality rate dropped to the point that it was economical to use slaves. 

Demography [Mortality] of Seventeenth Century Virginia II

 

In Virginia in 1676 Nathaniel Bacon led a rebellion. The manifesto of that effort, Bacon's Declaration in the Name of the People, 30 July 1676, expresses many of the reform objectives that would later be further developed and bring about the American Revolution.

Links to Texts related to Bacon's Rebellion:

Governor William Berkely on Bacon's Rebellion, 19 May 1676
Robert Beverley On Bacon's Rebellion, 1704
Bacon's Castle (1665). Headquarters of Bacon's Rebellion in Surry County
Columbia Encyclopedia Entry for Bacon's Rebellion


The Paradox of Slavery and Freedom 

Model  From Colonies to Revolution  

 


II. New England Puritanism

A generation after the southern colonies were founded, a new and different colonization effort took place in the north.

Many students think of the settlers who came to New England as an oppressed religious minority. While this was true of the Pilgrims (very few in number) who settled at Plymouth, it was not true of the Puritans who set up the Massachusetts colony. The Puritans in England successfully precipitated the English Civil War in 1642–48,  set up a military dictatorship of England under Cromwell from 1649-1660, and the won the Glorious Revolution of 1688 which permanently took power from the King and gave it to Parliament. The Puritans were mostly middleclass, country gentry, merchants and artisans. They numbered over a million in the 17th Century and controlled considerable wealth and power. They were interested in creating their vision of religious utopia and wanted to create communities that would be a model to the world - what your texts calls, "cities on a hill". Their communities were marked by intolerance for people different from themselves.

New England Puritans in History, 1630-1776  

Arrival

1629 -- Massachusetts Bay

Fragility

1634 -- Roger Williams's "Perfectionist Challenge" to Orthodoxy

1637 -- Ann Hutchinson and the "Anti-Nomian" Crisis

Declension

1662 -- The Half Way Covenant and the "Declension" of the New England Way

1692 -- Salem Witch Trials

Renewal

1730s -- The Great Awakening

Revolution

1760s and 1770s -- Revolution as Puritan Mission


Pilgrims:

When the Pilgrims created the Mayflower Compact 1620, it lacked one important thing -- authorization by the English government.  The Mayflower Compact was a "quick fix", but even the Pilgrims knew they would need the authority of the English government behind them if they wanted to continue living at Plymouth.  When news from Plymouth returned to England in May, 1620 along with the Mayflower, the Merchant Adventurers (stockholders in the Plymouth Plantation) led by John Peirce went to the Council of New England to get the Pilgrims the rights to live and establish a government of their own at Plymouth.  The result was the  Peirce Patent 1621, which in a sense supercedes the Mayflower Compact.

Puritans

The Charter Of Massachusetts Bay, 1629 represents another way in which self-government was established in the English colonies of North America. In this case, the Massachusetts Bay Company, a joint-stock company resident in England, whose membership included merchants and landed gentry, received a charter from the Crown. The government of the company and the extent of its authority were clearly stated in the charter, with an unstated premise that the management of the company and thus the charter itself would remain in England.

However, a group of Puritans within the Massachusetts Bay Company adopted a pledge known as the Cambridge Agreement, in which they stipulated that they would not only migrate to the New World but also carry the charter with them. This last step was taken to assure those Puritans in the company who settled in New England that they would retain control of company management. By bringing the charter to America, the Puritans took the first step in transforming Massachusetts Bay from a trading company into a commonwealth, because the charter became the constitution of the colony.

The Body of Liberties. The Liberties of the Massachusetts Collonnie, 1641.


The Puritans did not believe in religious freedom or toleration. They followed the teachings of John Calvin and held that human beings were innately sinful—utterly depraved by inheriting the original sin of Adam and Eve, the biblical parents of the human race - deserving to burn in hell for eternity. 

But Calvin also taught that God, in his infinite mercy, would spare a small number of "elect" individuals from the fate of eternal hellfire that all mankind, owing to their corrupt natures, justly deserved. That elect group of "saints" would be blessed, at some point in their lives, by a profound sense of inner assurance that they possessed God's "saving grace." 

See Puritanism and Predestination by Christine Leigh Heyrman 

This dawning of hope was the experience of conversion, which might come upon individuals suddenly or gradually, in their earliest youth or even in the moments before death. It is important to emphasize to that, in the Calvinist scheme, God decided who would be saved or damned before the beginning of history—and that this decision would not be affected by how human beings behaved during their lives. The God of Calvin (and the Puritans) did not give "extra credit"—nor, indeed, any credit—for the good works that men and women performed during their lives. People are totally undeserving of salvation and no matter how much good they did during their lives it was not enough to make up for original sin. The only thing that earned people a place in heaven was God's grace.

This didn't stop Puritans from wanting to regulate how people behaved. Puritans in both Britain and British North America sought to cleanse the culture of what they regarded as corrupt, sinful practices. They believed that the civil government should strictly enforce public morality by prohibiting vices like drunkenness, gambling, ostentatious dress, swearing, and Sabbath-breaking. 

They also believed in capitalism. Poverty was a sign that people were morally corrupt. Wealth was as sign that they were favored by God. This reinforced a social hierarchy, social inequality, as economic inequalities increased, as the mixed economy grew largely fueled by trade and shipping. 

 

 


 


III.  The Middle Colonies

The middle colonies were founded four generations after the southern colonies. Things had changed in the interim. Mercantile capitalism was more powerful, as was the emerging British empire. The colonies were to be run more directly by the crown to make money for the crown.

 

Creation of the English Empire in North America, I  

Creation of the English Empire, 1660-1700  

Mercantilism: Central State Control over Trade
  • Use of Colonies (direction of their development) to benefit the "mother country," the "metropolis."
Acts of Trade and Navigation, 1660 --
  • Regulation of trade within empire, and between the empire and the outside world
    • Prohibited trade with colonies except on English ships (including colonial-built ships
    • Prohibited direct transport of goods from colonies to places outside the English empire, except through England
    • Prohibited colonial production of "enumerated goods" (e.g., iron, hats)
Board of Trade and Plantations, 1675-
  • Overall administration of the Imperial system/regulations established (and regularly amended) by succeeding acts of trade and navigation
Admiralty Courts, 1696
  • Enforcement of the Acts of Trade and Navigation; punishment of violations

Governing Principle of the Imperial System: "Salutary Neglect"

...Until 1763

 

However, although the mechanism for strong centralized control, the Imperial System, was put into place starting in 1660, because of the practice of "salutary neglect" it was not rigidly enforced until 1763.

 

The Philadelphia Trading System 


Differences in outlook: Pennsylvania and Massachusetts Bay Compared

The Society of Friends and the New England Calvinists

 

Pennsylvania New England
Friends (Quakers) Puritans
Universalistic Particularist
All humans equal -- prohibition on oaths Visible Saints ("Regenerate") and the "Depraved"
Perfectionists Predeterminists
Earthly Regeneration (Pacifism/Peace Vow) Regeneration in Death through God's Will/Grace
Mystical Intellectual
Individual "Inner Light" (no ministry) Typological Analysis of Scripture

William Penn, Some Fruits of Solitude (1693)


Two incidents of mass hysteria 

Rebellions occurred in Massachusetts, New York and Maryland in 1689. In a chain reaction, three political uprisings occurred in the American colonies in just four months. Although each had its own individual character, the common issue, besides the rumored Catholic conspiracy, was the question of how extensive colonial rights would be in the face of tightening imperial administration. 

More difficult to understand and explain from our modern perspective was New England's Witchcraft Hysteria

Witchcraft trials occurred at this time throughout Europe. Over 1000 people were put to death for witchcraft at this time. Most explanations for what happened at Salem ignore the greater global context of witchcraft hysteria.


Maturing Colonial Societies in Unsettled Times

An Exploding Population Base

Between 1700 and 1760 the colonial population mushroomed from 250,000 to 1.6 million persons—and to 2.5 million by 1775.   The introduction of non-English peoples was significant . Between 1700 and 1775 the British North American slave trade reached its peak, resulting in the involuntary entry of an estimated 250,000 Africans into the colonies. The black population grew from 28,000 in 1700 to over 500,000 in 1775, with most living as chattel slaves in the South. At least 40 to 50 percent of the African population increase in the colonies was attributable to the booming slave trade.

See Olaudah Equiano on His Ship Passage as a Slave to America     and     Slavery.

 

Among European groups, Scots-Irish and Germans predominated, although a smattering of French Huguenot, Swiss, Scottish, Irish, and Jewish migrants joined the westward stream. The Scots-Irish had endured many privations. Originally Presbyterian lowlanders from Scotland, they had migrated to Ulster (northern Ireland) in the seventeenth century at the invitation of the Crown. Once there, they harassed the Catholic Irish with a vengeance, only to face discrimination themselves when a new Parliamentary law, the Test Act of 1704, stripped non-Anglicans of political rights. During the next several years they also endured crop failures and huge rent increases from their English landlords.

In a series of waves between 1725 and 1775 over 100,000 Scots-Irish descended on North America, lured by reports of "a rich, fine soil before them, laying as loose . . . as the best bed in the garden." Philadelphia was their main port of entry. They then moved out into the backcountry where they squatted on open land and earned reputations as bloodthirsty Indian fighters. In time, the Scots-Irish took the Great Wagon Road through the Shenandoah Valley and started filling in the southern backcountry.

Even before the first Scots-Irish wave, Germans from the area of the upper Rhine River began streaming into the Middle Colonies. Some, like Amish, Moravian, and Mennonite sectarians, fled religious persecution; others escaped from crushing economic circumstances caused by overpopulation, crop failures, and heavy local taxes. So many Germans came through Philadelphia that Benjamin Franklin questioned whether "Pennsylvania . . . [will] become a colony of aliens, who will shortly be so numerous as to Germanize us, instead of our Anglifying them." Franklin's worries could not stop the German migrants, whose numbers exceeded 100,000 by 1775.

Many destitute Germans crossed the Atlantic as redemptioners.  This system was similar to indentured servitude, except that families migrated together and shippers promised heads of households a few days' time, upon arrival in America, to locate some person or group to pay for the family's passage in return for a set number of years of labor (usually three to six years per family member). If they failed, then ship captains held auctions at market with the expectation of making tidy profits. The redemptioner system was full of abuses, such as packing passengers on vessels like cattle and serving them worm-infested food. Hundreds died before seeing America. For those who survived, the dream of prospering someday as free colonists remained viable.

One reason for such optimism was that more settlers were enjoying longer life spans, as reflected in higher birth and lower death rates. Estimates indicate that post-1700 Americans were dying at an average of 20 to 25 per 1000 annually, but births numbered 45 to 50 per 1000 settlers.

Longer lives reflected improved health and agricultural abundance. Colonists had plentiful supplies of food. Nutritious diets led to better overall health, making it easier for Americans to fight virulent diseases. Even the poorest people, claimed a New England doctor, had regular meals of "salt pork and beans, with bread of Indian corn meal," as well as ample quantities of home-brewed beer and distilled spirits. In the same period, food supplies in Europe were dangerously sparse. Thousands of western Europeans starved to death between 1740 and 1743 because of widespread crop failures.

 
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